Presented
by the
International
Institute for Sustainable Development (IISD)
HIGHLIGHTS FROM THE FOURTH SESSION OF THE AD HOC WORKING GROUP ON BIOSAFETY 6 FEBRUARY 1998
Delegates to the Fourth Meeting of the Open-Ended Ad-Hoc Working
Group on Biosafety (BSWG-4) continued to meet in two Sub-working
Groups (SWGs) and two Contact Groups (CGs) throughout the day.
SWG-1 began negotiations on Notification Procedures and Response
to Notification for Advanced Informed Agreement (AIA). SWG-2
continued negotiations on Competent Authority/ Focal Point, and
began work on Non-Parties, Non-discrimination, Illegal Traffic,
Socio-Economic Considerations, and Liability and Compensation.
SUB-WORKING GROUP I
NOTIFICATION PROCEDURE FOR AIA (Article 4): SWG-1 began
deliberation of Article 4 in the morning. Delegates decided to
use the Chair�s note (UNEP/CBD/BSWG/4/Inf.1) as the basis for
their discussions. One delegate noted that the main difference
in the options listed in this text was whether the notification
process is driven by the exporter or the importer. Other points
of difference included the mechanism by which information would
be made available, by whom, and to whom.
Delegates also debated a provision on accuracy of information
provided in the notification. Some delegates felt that there was
no need for a provision dealing with accuracy, while others
differed on whether the importer or the exporter should be
responsible for providing information on accuracy. Other issues
included: whether �products thereof� should be mentioned along
with a reference to LMOs; whether to prohibit exports from
commencing before an AIA had been received; and whether the
information requirements for AIA should be specified in Annex I
or in a list to be established by the meeting of the Parties to
the Protocol. Consolidated text on this Article reflected these
areas of persisting differences.
RESPONSE TO AIA NOTIFICATION (Article 5): In discussing what the
content of Article 5 should be, delegates considered, inter
alia: acknowledgement of receipt; basis for approval by the
Party of import; time frame for response; assessment of the
content of notification; how notification should be delivered;
implications of no response; and role of risk assessment. Some
delegates said the article should avoid too much detail, and
several delegations opposed inclusion of a precise time period
for notification of receipt. One delegate requested that
discussion be limited to the article at hand without debate on
the repercussions of failing to acknowledge AIA notification. At
the request of Co-Chair Sandra Wint, a group of delegations met
briefly to consolidate text proposed by one delegation. The
resulting text consisted of six completely bracketed options
ranging from no required acknowledgement of receipt to text
calling for determination of a specific time period and a
written response. Some developing countries supported text
eliminating acknowledgement of receipt, while others proposed
adding language stating that failure to acknowledge receipt
would not result in any consequences, nor would it imply consent
for transboundary movement of LMOs.
INFORMATION REQUIRED FOR AIA (Annex I): SWG-1 then moved to
discuss the draft Annex I (Information required for Advance
Informed Assessment) provided by CG-1. A number of delegates
noted that their submissions for this Annex were more detailed,
especially with regard to risk assessment (RA). They preferred
further discussion on this Annex after it was clearer what Annex
II (Risk Assessment Parameters) would contain. One delegate
inquired whether the information list for AIA was a list of
minimum or maximum requirements. Delegates also provided
proposals for changes to the draft Annex, which were sent back
to CG-1 for continued consideration.
CONTACT GROUP I:
INFORMATION REQUIRED FOR AIA (Annex I): CG-I reviewed SWG-I�s
proposed changes to the draft Annex I. A question that persisted
was the relationship of Annex I to Annex II (Risk Assessment
Parameters). Delegates debated whether repetition of information
in the two annexes was appropriate�an issue linked to whether or
not an AIA notification would, in every case, include an RA
within it. CG-I noted that clarity on this issue from SWG-I was
necessary before much further progress could be made.
USE OF TERMS (Article 2): CG-I also began its work on
definitions. Discussion on �transboundary movement� focused on
the distinction between transfer and movement, and national
boundaries versus national jurisdiction, and whether to specify
intentional or non-intentional movements. In defining �Party of
export� and �Party of import,� delegates considered whether it
was necessary to include an explicit reference to the territory
of the Party. Definitions were also compiled for �exporter� and
�importer� and �export and import.� While defining Focal Point
and Competent Authority, delegates noted their understanding
that a �focal point� primarily facilitates information sharing
between countries and the Protocol while a �competent authority�
refers to the regulatory authority implementing the Protocol.
Throughout discussions, participants stressed avoiding
overlapping and circular definitions or use of words that would
later need to be defined. They also reflected on the awkward
position of having to define language in articles dependent on
the outcome of the work of the SWGs.
SUB-WORKING GROUP II
COMPETENT AUTHORITY/FOCAL POINT (Article 18): SWG-II continued
Thursday�s deliberations on Article 18. Some delegates supported
simpler language detailing key obligations for national focal
points, to allow flexibility for countries to define national
procedures on competent authorities and focal points. A
developing country stressed the need for detailed provisions,
suggesting that roles and responsibilities be specified in an
Annex. Co-Chair John Herity requested interested delegates to
meet to consolidate views into draft text.
NON-PARTIES (Article 23): One delegation preferred deletion of
this article,citing concerns about discrimination in trade
relations between Parties and non-Parties. Several delegations
stressed the need for its inclusion, with reference to
principles of non-discrimination. Particular concern was voiced
over non-Parties gaining favorable trade advantages and the need
for incentives to ratify the Protocol. Some governments
supported no import or export of LMOs to or from non-Parties,
although one such delegation indicated flexibility on this
point. One developed country tabled text highlighting
implications for movement of LMOs from Parties to non-Parties,
versus non-Parties to Parties. The concern was that movement
from non-Parties to Parties could adhere to the Protocol�s
obligations, whereas movement from Parties to non-Parties would
rely on (potentially weaker) national legislative frameworks.
Some delegates requested defining �non-Party� in Article 2 (Use
of Terms). The Co-Chair stated that he would consolidate
proposed text for future deliberations.
NON-DISCRIMINATION (Article 24): Delegates retained the two
options on non-discrimination, including the �no article�
option, although several speakers expressed unwillingness to
take a firm position on the issue, pending the outcome of
deliberations on other articles, such as AIA. Delegates
opposing any provisions on non-discrimination cited the
following reasons: countries should have the authority to make
LMO import decisions; the Protocol should focus on science and
the environment, not trade; existing frameworks, such as the
World Trade Organization (WTO), which covers trade in products
and has a dispute resolution mechanism, sufficiently address
this issue; and the inevitability of some discrimination in the
interest of environmental protection. SWG-II will return to the
issue with revised text from the Secretariat.
ILLEGAL TRAFFIC (Article 25): Delegates expressed divergent
views over inclusion of Article 25. One delegation highlighted
the importance of the right to destroy products or organisms
transferred illegally. Delegates opposed to such an article
cited the following reasons: the Protocol�s focus should be on
the legal transfer, handling and use of LMOs; the article raises
definitional problems; and further work is premature until text
on AIA is finalized. One delegation suggested that illegal
traffic might be better handled under Article 2 (Use of Terms),
although the Co-Chair cautioned against charging CG-I with such
a task without further treatment of the issue by SWG-II.
SOCIO-ECONOMIC CONSIDERATIONS (Article 26): Prior to
deliberation by governments, the Co-Chair invited NGOs to
present their views on this issue. One environmental NGO
stressed the interrelated nature of biosafety and human and
environmental health. Another NGO stated that people could not
be removed from consideration of biotechnology�s application and
that �a protocol without this article is a protocol for
genocide.� A number of developed countries noted the complexity
and breadth of socio-economic issues along with the Protocol�s
inability to deal with them. Several developing countries noted
that complexity is not an acceptable reason to avoid the issue,
and that failure to address socio-economic issues here would
only raise more problems later. A few countries suggested
compromise text on appropriate consideration of socio-economic
factors and the need for further research. The Co-Chair
announced that he would draft an aide-memoire reflecting views
to assist future discussions.
LIABILITY AND COMPENSATION (Article 27): An NGO stated that
without liability, insufficient incentive exists to achieve the
objectives of the Biosafety Protocol. One delegate argued for a
strict liability regime for transboundary harm from LMOs,
stressing the ultrahazardous nature of LMOs and citing relevant
provisions of other international agreements. In contrast,
several delegations stated their opposition to the article,
noting that international law, in general, or, specifically,
Article 14(2) of the CBD on liability and redress for harm to
biological diversity, adequately covers the issue. One
government favored consideration of this issue within the COP,
noting the complexities associated with harmonization of civil
liability, while others suggested delaying further work until
the first Meeting of the Parties to the Protocol.
CONTACT GROUP II
CG-II met to discuss Articles 29 (Conference of the Parties), 30
(Subsidiary Bodies and Mechanisms) and 31 (Secretariat).
Significant discussion centered on using language in the Kyoto
Protocol to facilitate progress. In an evening session,
delegates planned to continue deliberations on Articles 32
(Jurisdictional Scope), 33 (Relationship with the Convention),
38 (Ratification, Acceptance or Approval), 39 (Accession), 40
(Entry into Force), 41 (Reservations) and 34 (Relations with
Other Conventions).
IN THE CORRIDORS:
Some participants discussed the contradictory nature and long
term implications of Thursday�s decisions restricting NGO
participation on efforts to increase involvement of the private
sector and civil society in CBD implementation. Delegates also
expressed concern over a possible lack of resources to
adequately discuss particularly contentious issues, such as
socio-economic considerations and liability, in light of a
document prepared by the Secretariat on the financial status of
BSWG meetings.
THINGS TO LOOK FOR today:
PLENARY SESSION: Plenary will convene at 10 am to discuss BSWG-
4�s recommendations to COP-4.
SUB-WORKING GROUP I: SWG-I will convene after Plenary and in the
afternoon, to consider draft text for Articles 4 and 5 and begin
work to consolidate text on Articles 6, 7 and 8.
CONTACT GROUP I: Meeting times for CG-I will be announced during
the Plenary.
SUB-WORKING GROUP II: SWG-II will convene after Plenary and in
the afternoon to address Articles 19, 20, 21 and 22.
CONTACT GROUP II: CG-II will meet from 11 to 1 and 3 to 6 to
consider Articles 29, 30, 31 and 35.
PRESENTATIONS: In room 1.15
1 pm: Quelques Faits sur les Biotechnologies
2 pm: Potential Impact of Biotechnology on Sustainable
Agricultural Development in Africa: Sweet Potato Case Study.
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