|
Published by
the International
Institute for Sustainable Development (IISD)
Vol. 09 No. 244
Monday, 29 April 2002
THIRD MEETING OF THE INTERGOVERNMENTAL COMMITTEE
ON THE CARTAGENA PROTOCOL ON BIOSAFETY:
22 - 26 APRIL 2002
The third meeting of the Intergovernmental
Committee for the Cartagena Protocol on Biosafety (ICCP) to the
Convention on Biological Diversity (CBD) was held at the Netherlands
Congress Centre in The Hague, the Netherlands, from 22-26 April
2002. Approximately, 580 participants from 147 countries and 100
intergovernmental, non-governmental and industry organizations
attended. Delegates met in Plenary, two working groups and two
contact groups. Working Group I addressed: information sharing;
handling, transport, packaging and identification (HTPI); monitoring
and reporting; and other issues necessary for the Protocol’s
effective implementation. Working Group II addressed: liability and
redress; compliance; and capacity building, including the roster of
experts. ICCP-3 adopted thirteen recommendations, which will be
considered by the first Conference of the Parties serving as the
Meeting of the Parties (MOP).
The most contentious areas of discussion at
ICCP-3 concerned compliance, liability and redress, and HTPI,
particularly regarding provisions in Article 18.2 on documentation
for living modified organisms (LMOs) for food, feed or processing (LMO-FFPs),
contained use and intentional introduction. Many delegates
highlighted difficulties with the pace and sense of urgency of
ICCP-3, noting its role as an interim preparatory body until the
Protocol enters into force. Extensive, contentious discussions over
process and texts to be transmitted to MOP-1 had many noting the end
of the "Montpellier spirit," which reflected the goodwill
established at ICCP-1. Looking ahead, most participants eagerly
await the Protocol’s entry into force as a means to re-engage in
substantive decision-making regarding elements and procedures for
the Protocol’s implementation. MOP-1 will be held in conjunction
with an extraordinary Conference of the Parties (COP) if the
Protocol enters into force within a year, or in conjunction with CBD
COP-7 in 2004, if later.
A BRIEF HISTORY OF THE CARTAGENA PROTOCOL
The Convention on Biological Diversity,
negotiated under UNEP’s auspices, was adopted on 22 May 1992, and
entered into force on 29 December 1993. There are currently 183
Parties to the Convention. Article 19.3 of the CBD provides for
Parties to consider the need for and modalities of a protocol
setting out procedures in the field of the safe transfer, handling
and use of LMOs that may have an adverse effect on biodiversity and
its components.
The Cartagena Protocol on Biosafety addresses the
safe transfer, handling and use of LMOs that may have an adverse
effect on biodiversity, taking into account human health, with a
specific focus on transboundary movements. It establishes an advance
informed agreement (AIA) procedure for imports of LMOs for
intentional introduction into the environment, and also incorporates
the precautionary principle and mechanisms for risk assessment and
risk management. The Protocol further establishes a Biosafety
Clearing-House (BCH) to facilitate information exchange, and
contains provisions on capacity building and financial resources
with special attention to developing countries and those without
domestic regulatory systems. Currently, the Protocol has 103
signatories with 17 States having ratified or acceded to the
Protocol (Bolivia, Bulgaria, the Czech Republic, Djibouti, Fiji,
Kenya, Lesotho, Liberia, Mauritius, Nauru, the Netherlands, Norway,
Spain, St. Kitts and Nevis, Switzerland, Trinidad and Tobago, and
Uganda).
COP-1: The first Conference of the Parties to
the CBD (COP-1) (November - December 1994; Nassau) established an
Open-ended Ad Hoc Group of Experts on Biosafety, which met in
Madrid from 24-28 July 1995. Most experts favored the development of
an international framework on biosafety under the CBD, and the
meeting developed lists of elements receiving unanimous and partial
support.
COP-2: At CBD COP-2 (November 1995; Jakarta),
delegates considered the need for and modalities of a protocol.
Amidst debate over the Protocol's scope, the COP adopted compromise
language (Decision II/5) calling for "a negotiation process to
develop in the field of the safe transfer, handling and use of
living modified organisms, a protocol on biosafety, specifically
focusing on transboundary movement of any LMO that may have an
adverse effect on biological diversity." COP-2 established an
Open-ended Ad Hoc Working Group on Biosafety (BSWG) to
elaborate the Protocol based on elements from the Madrid report.
BIOSAFETY WORKING GROUP: The BSWG met six
times between 1996 and 1999, under the chairmanship of Veit Koester
(Denmark). During the first two meetings delegates defined issues
and terms and articulated positions. By the third meeting, in
October 1997, delegates had produced a consolidated draft text to
serve as the basis for negotiation. The fourth and fifth meetings
focused on reducing and refining options for each article of the
draft Protocol. The final meeting of the BSWG (February 1999;
Cartagena) was intended to complete negotiations on the Protocol for
submission to the first Extraordinary Meeting of the Conference of
the Parties (ExCOP) immediately following BSWG-6.
EXCOP: The first ExCOP (February 1999;
Cartagena) convened immediately after BSWG-6, under the guidance of
ExCOP President Juan Mayr, Minister of Environment of Colombia, and
sought to develop a compromise package over two days of non-stop
negotiations. Unable to do so, the ExCOP adopted a decision to
suspend the meeting, and agreed to resume following further
consultations. Outstanding issues included: inclusion of commodities
within the Protocol’s scope; the Protocol’s relation to other
agreements, especially those related to trade; the application of
the AIA procedure, particularly with regard to the precautionary
principle; and requirements for documentation and identification.
INFORMAL CONSULTATIONS: After the meeting’s
suspension, three sets of informal consultations (Montreal, July
1999; Vienna, September 1999; and Montreal, January 2000) were held
under ExCOP President Mayr’s chairmanship and addressed outstanding
issues. These meetings included spokespersons from the five major
negotiating groups: the Central and Eastern European Countries (CEE);
the Compromise Group (Japan, Mexico, Norway, Republic of Korea and
Switzerland); the European Union (the EU); the Like-Minded Group
(the majority of developing countries); and the Miami Group
(Argentina, Australia, Canada, Chile, the US and Uruguay).
RESUMED EXCOP: The resumed ExCOP (January
2000, Montreal) followed the final set of informal consultations
and, after seven days of intensive negotiations, adopted the
Cartagena Protocol on Biosafety in the early morning hours of 29
January 2000. The ExCOP also established the ICCP, under the
chairmanship of Amb. Philémon Yang (Cameroon) and advisement of an
ICCP Bureau, to undertake preparations for MOP-1. The ExCOP
requested the CBD’s Executive Secretary to start preparatory work on
the development of a Biosafety Clearing-House (BCH), and established
a regionally balanced roster of experts to be nominated by
governments to provide advice and support upon request.
COP-5: At COP-5 (May 2000, Nairobi), a
high-level segment on the Protocol was held, which included a
Ministerial Roundtable on capacity building to facilitate
implementation. During a special ceremony, 67 countries and the
European Community signed the Protocol. COP-5 also considered and
adopted a work plan for the ICCP’s first two meetings.
ICCP-1: The first meeting of the ICCP
(December 2000, Montpellier, France) discussed information sharing
and the BCH, capacity building, the roster of experts,
decision-making procedures, HTPI, and compliance. The meeting
reflected a congenial "Montpellier spirit" as a positive force in
building confidence and political momentum. ICCP-1 concluded with
recommendations for intersessional activities and synthesis reports
for each substantive item to be further considered by ICCP-2.
ICCP-2: The second meeting of the ICCP
(October 2001, Nairobi) developed recommendations on issues
including: information sharing; HTPI; monitoring and reporting;
capacity building; the roster of experts; guidance to the financial
mechanism; decision-making procedures; liability and redress;
compliance; consideration of other issues necessary for the
Protocol’s implementation; the Secretariat; Rules of Procedure;
cooperation with the International Plant Protection Convention under
other matters; and preparatory work for MOP-1. ICCP-2 highlighted
continued concerns regarding capacity building and information
sharing as essential elements for the Protocol’s ratification and
implementation at the national level.
COP-6: COP-6 (April 2002, The Hague)
immediately preceded ICCP-3, and adopted decisions relevant to the
Protocol on: the CBD’s Strategic Plan; the statement to the World
Summit on Sustainable Development (WSSD); capacity building; the
budget; and applications for CBD Secretariat observer status to the
WTO Committees on Sanitary and Phytosanitary Standards and on
Technical Barriers to Trade. COP-6 also decided that if the Protocol
enters into force within a year, the MOP-1 will be held with an
extraordinary COP. If the Protocol enters into force later, then
MOP-1 will be held in conjunction with COP-7, after a potential
ICCP-4.
ICCP-3 REPORT
On Monday, ICCP Chair Amb. Philémon Yang
(Cameroon) explained that the need for a third meeting of the ICCP
resulted from the fact that the Protocol had not entered into force
in time to convene MOP-1, and noted that, to date, 16 countries had
ratified or acceded to the Protocol. He reviewed the ICCP’s mandate
to facilitate discussions on matters necessary for decision-making
for MOP-1, and opened the meeting.
Jan Pronk, Minister of Environment of the
Netherlands, welcomed participants, and stressed the importance of
ratifying the Protocol and other environmental agreements to enable
the WSSD to focus on implementation. He also stressed financing
sustainable development efforts and highlighted key ICCP-3 issues,
including HTPI, compliance, and liability and redress. Paul Chabeda,
UNEP, highlighted UNEP’s intersessional biosafety-related
activities, particularly the UNEP/Global Environment Facility (GEF)
pilot capacity-building project, and called for further
replenishment of the GEF. CBD Executive Secretary Hamdallah Zedan
thanked the governments of Germany, Japan, the Netherlands, New
Zealand, Norway and Sweden for supporting developing countries’
participation in the meeting. He reviewed COP-6’s decisions related
to biosafety and reported on key intersessional activities,
including completion of the BCH pilot phase and technical experts’
meetings on Article 18.2 on documentation.
The Plenary adopted the meeting’s agenda (UNEP/CBD/ICCP/3/
1) and organization of work, and appointed François Pythoud
(Switzerland) as Chair of Working Group I, P.K. Ghosh (India) as
Chair of Working Group II, and Antonietta Gutiérrez Rosati (Peru) as
Rapporteur. The Secretariat introduced the Executive
Secretary’s report on intersessional activities (UNEP/CBD/ICCP/3/2),
addressing: the BCH pilot phase and national focal point
designations; meetings of technical experts related to HTPI; the
roster of experts on capacity building; consideration of issues
raised by COP-6; status of ratification; and other matters.
Spain, on behalf of the EU, noted progress in
completing ratification of the Protocol and developing necessary
national legislation, and encouraged constructive cooperation.
Latvia, on behalf of the CEE, noted commitments to ensure the
Protocol’s success. Brazil, on behalf of Group of Latin American and
Caribbean Countries (GRULAC), stressed capacity building,
cooperation, and the need to respect a step-wise approach to Article
18 (Handling, Transport, Packaging and Identification). Delegates
also highlighted the importance of capacity building, the
International Conference on Financing for Development, the BCH pilot
phase, Article 27 (Liability and Redress) and partnerships between
developing and developed countries, the private sector and NGOs. The
NGO Caucus called for establishing a retroactive compensation fund,
an immediate ban on release of genetically modified organisms (GMOs)
in centers of origin and/or diversity, and internationally
standardized identifiers.
The working groups met from 22-25 April. Working
Group I addressed information sharing, HTPI, monitoring and
reporting, and other issues necessary for the Protocol’s effective
implementation. Working Group II addressed: liability and redress,
compliance, and capacity building, including the roster of experts.
Contact groups were formed to discuss HTPI and compliance. "Friends
of the Chair" groups were also convened to facilitate discussions.
The Plenary convened on Wednesday afternoon to review the working
groups’ progress.
For each substantive item, ICCP-3 developed a
recommendation for consideration by MOP-1. On Friday, the closing
Plenary adopted the working groups’ reports, including
recommendations on the substantive agenda items, and considered
other matters. The following report reviews the deliberations on the
issues on ICCP-3’s agenda, and summarizes the adopted
recommendations.
SUBSTANTIVE ISSUES
LIABILITY AND REDRESS: On Monday, the Plenary
heard initial remarks on liability and redress. Ethiopia, on behalf
of the African Group, stressed the need for a liability regime under
the Protocol and its independence from the process under the CBD. In
the afternoon, Working Group II addressed the issue. The Secretariat
introduced UNEP/CBD/ICCP/3/3, INF/1 containing a compilation of
relevant national and international measures and agreements, and
INF/ 2 on views on the terms of reference (TOR) for the proposed
ad hoc group of legal and technical experts.
Some highlighted differences among domestic
approaches, and Australia suggested their assessment in considering
the need for an international liability regime. Haiti called for
intermediary mechanisms for countries without liability regimes.
Cameroon, on behalf of the African Group, recommended a mix of civil
and State liability and, with the Institute for Agriculture and
Trade Policy (IATP), suggested creating a compensation fund with
contributions from the biotechnology industry. Turkey supported
strict liability, a broad and comprehensive definition of damage,
and, with China, legal and financial assistance.
Delegates then discussed the expert group’s TOR.
The Republic of Korea suggested elaborating key terms, taking into
consideration the best available scientific knowledge. Delegates
highlighted analyzing existing international and national regimes,
and debated the usefulness of a draft questionnaire for submission
of initial views on liability and redress. Many welcomed its
circulation, while Australia, Canada, Japan and the US said the
questionnaire is premature and should be addressed after
establishment of the expert group.
On Tuesday, many supported the expert group’s
open-ended composition, flexibility of its TOR, and periodic reports
to the MOP. Delegates highlighted: the type, definition and
threshold of damage; nature and scope of redress; financial
security; mutual recognition of judgments; standards and limitation
of liability; and access to justice. Australia and Norway
recommended coherence on definitions used under Protocol Article 27
and CBD Article 14.2 on liability and redress. On information
gathering, Canada supported evaluating existing international
regimes and, with many, recommended further information on national
legislation.
On Wednesday, delegates discussed a Chair’s draft
recommendation. Colombia expressed concern regarding lack of a
decision on the expert group’s TOR, and, with others, called for
specific language on organization of workshops. Australia, Canada
and the US favored limiting the questionnaire to general items.
Mexico suggested its expansion to include questions from the
background document, while Ethiopia and others added issues of
jurisdiction, arbitration, purpose of State liability and
responsibility, and criteria for assessing damage. Some delegates
highlighted the questionnaire’s voluntary nature. Colombia requested
a note regarding the ICCP’s tendency to postpone substantive debate
on liability and redress in the record. With an addition on the
questionnaire’s voluntary nature, Working Group II adopted the
recommendation.
On Thursday, Working Group II Chair Ghosh said
some delegates had raised concerns during the evening about the
annexed questionnaire and a "Friends of the Chair" group, chaired by
Henrik Kjellin (Sweden), was established. On the basis of the
group’s revised text, which included new questions, Working Group II
approved the questionnaire without amendments.
During the closing Plenary, GRULAC requested the
meeting’s report reflect that the region awaits the realization of a
workshop on liability and redress. Delegates adopted the
recommendation and the annexed questionnaire without comments.
Recommendation: The recommendation (UNEP/CBD/ICCP/3/
L.9) invites Parties and others to submit information on national,
regional and international agreements in the field of liability and
redress, and requests the CBD Executive Secretary to continue
gathering information on the issue under international law and make
it available at MOP-1. It renews ICCP-2’s invitation to organize
workshops and to submit views on elements of the TOR for the expert
group, and requests the Executive Secretary to prepare a synthesis
report of those views for the MOP’s consideration. It also invites
governments and organizations to submit information on the basis of
the annexed questionnaire.
The questionnaire addresses activities most
likely to cause damage, criteria for assessing damage, types of
activities to be covered, and definition of damage resulting from
transboundary movements of LMOs in comparison with damage under CBD
Article 14.2. It also covers channeling and standards of liability,
exemptions and limitations, jurisdiction and enforcement of
judgments, relevance of arbitration, State liability and
responsibility, and issues of legal interest to make claims. A note
stresses that the questionnaire does not prejudge the MOP’s decision
on the process to be adopted, and that the list of questions is not
exhaustive.
COMPLIANCE: On Tuesday, Working Group II
considered UNEP/CBD/ICCP/3/4, containing annexed draft procedures
and mechanisms on compliance. While Australia and the US suggested
considering all elements, delegates agreed to focus on bracketed
text from ICCP-2’s discussions. A contact group, chaired by Veit
Koester (Denmark), met from Tuesday to Thursday to address bracketed
text, and considered three non-papers. Within the contact group, an
informal group was established to address contentious issues.
On the section on objective, nature and
underlying principles, many developing countries favored retaining
language on common but differentiated responsibilities and deleting
reference to Rio Principle 7. Some stressed different capacities and
the long-term process of capacity building. Australia and New
Zealand opposed reference to either the concept or to Rio Principle
7, but New Zealand noted different degrees of non-compliance. Kenya,
supported by others, proposed a new option: referencing the concept
in both the section on underlying principles and the section on
measures to promote compliance and address non-compliance. Many
supported referencing the concept in the latter section only. The
contact group considered the issue, but could not reach agreement.
The text remained bracketed.
On institutional mechanisms, many delegates
favored deleting text on balance between importing and exporting
countries within the compliance committee, preferring focus on
regional representation. Some delegates noted the potential dual
status of countries as importers and exporters, and difficulties
associated with defining importers and exporters for all products
covered by the Protocol. Barbados suggested including the phrase
"net importing and net exporting countries." Regarding committee
members, the EU supported retaining text on serving in their
individual capacity. Burkina Faso and Iran preferred deleting the
reference, with Iran stressing lack of adequate regional balance and
Burkina Faso noting that members would represent their regional
groups. Mexico and Norway suggested that committee members serve in
their individual capacities and in the Protocol’s best interest. The
African Group suggested that members represent their governments. In
contact group discussions, delegates could not agree. The text
remained bracketed.
On procedures, the contact group discussed but
could not agree on submissions from the MOP and from Parties with
respect to another Party. Delegates stressed links between
submissions and measures to address non-compliance, particularly
suspension of rights and privileges. Highlighting developing
countries’ limited capacities and the possibility that a suspension
of rights and privileges might include suspension of funding for
participation in meetings, some delegates opposed a Party-to-Party
trigger and submissions from the MOP, preferring a step-wise
approach. During discussions on Wednesday within an informal group
formed by Chair Koester, delegates agreed to retain reference to the
Party-to-Party trigger, adding text on rejection of de minimis/ill-founded
submissions. The contact group could not agree on the informal
group’s text and it remained bracketed.
Regarding information and consultation, the
contact group agreed that the compliance committee would consider
information from the BCH, the COP, the MOP, subsidiary bodies of the
Convention and the Protocol, and from relevant international
organizations. References to information from a Party with respect
to another Party, NGOs, including the private sector, and the
Secretariat, remained bracketed. On measures to promote compliance
and address non-compliance, the contact group agreed to incorporate
text into the chapeau stating that the compliance committee takes
into account the Party’s capacity to comply and the cause, type,
degree and frequency of non-compliance. Many opposed suspension of
rights and privileges, arguing the need to identify specific rights
and privileges and/or stressing the non-punitive nature of the
compliance mechanism. The informal group suggested reference to
"additional stronger measures, excluding trade-related measures,"
and retaining reference to conformity with the Protocol and
international law. The contact group could not agree on the informal
group’s proposal and the text remained bracketed.
On Thursday, Working Group II considered a
Chair’s draft recommendation and its annex on draft procedures and
mechanisms. The draft recommendation included a request to the
Executive Secretary to add to existing options in the annex to UNEP/CBD/ICCP/3/4
new options discussed but not agreed upon during contact group
sessions, for MOP-1 consideration as an information document.
Argentina, Australia, Japan and others supported, while Colombia,
Ethiopia, the EU and others opposed, including such new options as
additional bracketed text. Delegates finally agreed that those
options would be reflected in an additional annex to the draft
recommendation. Some delegates stressed that subsequent submissions
by Parties should not be given less weight than the contact group’s
options included in the additional annex. The Global Industry
Coalition said that including the private sector within the term
"NGO" in text on information was not consistent with the CBD’s
practice or general understanding. In text on taking into account a
Party’s capacity when deciding measures to address non-compliance,
delegates agreed to add reference in the annex to small islands
developing States (SIDS) and least developed countries (LDCs).
Working Group II then adopted the recommendation. Highlighting
ICCP-2’s report (UNEP/CBD/ICCP/2/15, paragraph 175), Australia and
the US stressed that the entirety of the text remains subject to
discussion by the MOP.
On Friday, during the closing Plenary, Colombia,
the EU and others opposed, while Australia, Argentina, Canada, New
Zealand and the US supported, Chair Ghosh’s proposal to add a
paragraph in Working Group II’s report (UNEP/CBD/ICCP/3/L.12) saying
that it was understood that all elements on draft procedures on
compliance would be subject to further discussions. The EU stressed
that this was not all delegations’ understanding, and suggested
deleting the paragraph or including qualifying language. Switzerland
and others stressed that the issue had not been raised in Working
Group II at the time of adoption of Working Group II’s report, with
Denmark saying that any attempt to reopen the compromise text would
lead back to original wording and discussions. Australia and others
stressed that delegates did not have the opportunity to consider all
elements of the draft procedures, but only bracketed text. The
Plenary agreed to add a paragraph to Working Group II’s report
reflecting that some delegates drew the attention of Working Group
II to Chair Ghosh’s statement concerning ICCP-2’s report on the
elements under discussion on compliance.
Recommendation: The recommendation (UNEP/CBD/ICCP/3/
L.10): forwards the annexed draft procedures and mechanisms, and
options regarding bracketed text to the MOP-1; invites governments
to submit views on bracketed text no later than six months prior to
MOP-1; and requests the Executive Secretary to make the compilation
of views available to MOP-1.
Annex I on draft procedures and mechanisms
contains sections on:
-
objective, nature and underlying principles;
-
institutional mechanisms;
-
functions of the compliance committee;
-
procedures;
-
information and consultation;
-
measures to promote compliance and address
non-compliance; and
-
review of the procedures and mechanisms.
The committee will consider information from the
BCH, the COP, the MOP, subsidiary bodies of the Convention and the
Protocol, and relevant international organizations; and take into
account a Party’s capacity and the cause, type, degree and frequency
of non-compliance when deciding on measures to address
non-compliance. Annex II expands on Annex I by adding options
proposed during the contact group’s discussion.
INFORMATION SHARING: On Monday, in the
opening Plenary, the Secretariat provided a brief demonstration of
the BCH. China and Slovakia introduced reports of regional meetings
on capacity building and the BCH for the Asia and Pacific Region
(March 2002, Beijing) and CEE (February 2002, Nitra), respectively.
Delegates highlighted priorities, including infrastructure and human
resources, standards for databases and information exchange,
regional and subregional nodes, adequate financial resources, and
public and political support.
On Tuesday, Working Group I considered document
UNEP/CBD/ ICCP/3/5 and 5/Add.1-3. The EU said the BCH should
identify capacity needs, and the African Group, supported by others,
called for financial resources for capacity building. The EU, with
Australia and Norway, called for data submission from governments to
the BCH's pilot phase, with Australia emphasizing risk assessments.
Australia and Canada stressed that the BCH’s operational phase
should not start before it is fully functional, while Ethiopia
stressed that the pilot phase would end with the Protocol's entry
into force. The OECD highlighted its work on unique identifiers. The
EU, with Norway, called for rules for use of unique identifiers.
Canada suggested that national and international organizations
provide options for unique identifier systems. The African Group,
supported by many, stressed that the BCH should be part of the CBD's
CHM. Grenada emphasized the non-Internet-based component of the BCH
and Ghana suggested a telephone hotline.
On Thursday, Working Group I considered UNEP/CBD/ICCP/3/
WG.I/CRP.2. Regarding integrating the OECD's unique identifiers for
plants into the BCH’s pilot phase, Norway emphasized the need for
further elaboration prior to use in the BCH’s operational phase.
Canada preferred that inputs from organizations on unique
identifiers be limited to non-plants, while Ethiopia and Japan
opposed such limitation. Regarding language welcoming efforts of
other intergovernmental organizations, the EU preferred, and Japan
opposed, specific reference to the International Centre for Genetic
Engineering and Biotechnology. In the afternoon, Working Group I
adopted the revised recommendation (UNEP/CBD/ICCP/3/WG.I/CRP.2/Rev.1)
and its annexed note on the development of the BCH's pilot phase (UNEP/
CBD/ICCP/3/WG.I/CRP.2/Add.1), with minor amendments. On Friday, the
closing Plenary adopted the recommendation without amendments with
Working Group I’s report.
Recommendation: The recommendation (UNEP/CBD/ICCP/3/
L.5) notes the BCH's pilot phase as an ongoing activity, and
recognizes the importance of experience gained in the pilot phase as
a prerequisite for MOP-1's decision on the BCH's modalities of
operation. Countries are urged to further participate in the
development of the BCH's pilot phase, and to submit their views on
its transition from pilot to operational phase. It takes note of the
OECD's work on unique identifiers for transgenic plants, and
recommends inter-operability with the BCH's pilot phase, and further
elaboration of its applicability for the Protocol.
The recommendation requests the Executive
Secretary to invite relevant organizations to provide views on
developing a unique identification system for inclusion in a
synthesis report for MOP-1's consideration, and recommends that a
registry of unique identification be established under the central
portal of the pilot phase. It notes that future development of the
pilot phase should be undertaken in accordance with the annexed note
on technical issues. The recommendation invites donors to provide
financial support, recognizing the importance of a fully functioning
BCH by the time of the Protocol's entry into force, and of meeting
capacity needs of countries with respect to implementation.
The annexed note on technical issues regarding
the pilot phase's development includes recommendations addressing:
-
the continued use of the Internet;
-
the central database;
-
participation in the pilot phase;
-
the content of the BCH’s pilot phase;
-
development of the BCH toolkit;
-
capacity building;
-
administration; and
-
monitoring and review.
CAPACITY BUILDING: On Wednesday, Working
Group II considered document UNEP/CBD/ICCP/3/6 on a proposed
coordination mechanism for the Action Plan on capacity building. The
African Group, the EU and others stressed demand-driven, national,
regional and subregional programmes, and identifying roles of and
synergies with capacity-building entities. Delegates also
highlighted: technological, technical, legislative and institutional
capacity building; public awareness; further work on the list of key
activities for implementation; harmonization with other national
legislation; and training of experts. Canada emphasized further work
on gap analysis. Turkey called for GEF support to centers of
diversity. Peru and Togo highlighted capacity-building needs of
small farmers and rural communities. Argentina recommended focus on
activities for HTPI. Other delegates highlighted risk assessment.
Delegates supported full access to the BCH.
On Thursday, Working Group II considered document
UNEP/ CBD/ICCP/3/WG.II/CRP.2. The African Group emphasized support
for workshops, with Algeria highlighting regional biotechnology
centers. Delegates discussed the proposed reporting and monitoring
mechanism. The US objected to any mandatory reporting to the CBD
Secretariat and, with the GEF, to monitoring by the Secretariat as
well. To address these concerns, delegates agreed that a central
reporting mechanism will facilitate identification, instead of
monitoring, of capacity-building projects, on the basis of
information received. Delegates agreed to text clarifying that a new
reporting mechanism was not being created. During discussions on
ICCP-3’s Report (UNEP/CBD/ ICCP/3/L.1) during the closing Plenary,
GRULAC stressed the ineffectiveness of current mechanisms to
facilitate access to available resources, especially for Caribbean
GRULAC members and urged action by the CBD Secretariat. The
recommendation was adopted by Plenary without amendments.
Recommendation: The recommendation (UNEP/CBD/ICCP/3/
L.7) recognizes the critical need for demand-driven
capacity-building activities, recommends that the COP/MOP adopt the
annexed coordination mechanism, and invites contributions to
facilitate implementation. It urges Parties and others to provide
information to the BCH about capacity-building initiatives and
invites them to address gaps in implementation of the Action Plan
adopted by ICCP-2. It also encourages use of the annexed
implementation toolkit, welcomes the GEF’s support, and invites
submissions on the annexed set of preliminary indicators for
monitoring implementation of the Action Plan.
Four annexes address:
-
the coordination mechanism for implementation
of the Action Plan, including its objective, elements, and
administration. Elements include a regionally balanced liaison
group, a database of capacity-building projects, an
information-sharing and networking mechanism, coordination
meetings and workshops, and a reporting mechanism;
-
the role of different entities in supporting
capacity building;
-
an implementation toolkit, including
administrative tasks, legal requirements and undertakings, and
procedural requirements on AIA and on LMO-FFPs; and
-
preliminary indicators on: institutional
capacity building; human resources; risk assessment and scientific
and technical expertise; risk management; awareness, education and
participation; information exchange; scientific, technical and
institutional collaboration; transfer of technology and know-how;
and identification of LMOs and LMO-FFPs.
ROSTER OF EXPERTS: Working Group II discussed
the roster of experts, with regard to capacity building, on
Wednesday, and focused on interim guidelines for the pilot phase of
the voluntary fund (UNEP/CBD/ICCP/3/6/Add.1). Australia supported
using a specific budget line within the CBD’s existing BE Trust Fund
for voluntary contributions to additional approved activities, as
opposed to creating a new trust fund. Japan highlighted transparency
in accounting, availability of financial and evaluation reports
through the BCH, and with others, consistency with UN rules on trust
funds. On eligibility criteria and the limitation on two grants per
year, the CEE preferred using an annual limit per Party. Australia
and Canada called for assurance that Parties retain responsibility
for meeting the Protocol’s obligations and that no liability accrues
to an expert or to those providing an expert’s name. The IATP called
for improved information about experts and for a regularly updated
declaration of any conflicts of interest.
On Thursday, Working Group II considered document
UNEP/ CBD/ICCP/3/WG.II/CRP.1. Japan requested posting reports
regarding the pilot phase of the voluntary fund on the BCH. Working
Group II approved the document with this amendment. The
recommendation was adopted during the closing Plenary.
Recommendation: On status and implementation
of the roster of experts, the recommendation (UNEP/CBD/ICCP/3/L.6)
urges updating information in the roster and nominating relevant
experts before the MOP-1. On the roster’s pilot-phase voluntary
fund, the recommendation:
-
reaffirms the roster’s role in supporting
developing countries, in particular least developed and small
island developing States, and economies in transition, to pay for
use of experts from the roster;
-
recommends the MOP to adopt, and invites
Parties to use, the annexed interim guidelines;
-
requests the Executive Secretary to administer
the voluntary fund’s pilot phase according to the interim
guidelines; and
-
urges donors to contribute to the fund.
Annex A of the interim guidelines addresses the
fund’s purpose, its financing, general administration, eligibility
criteria and procedures. The interim guidelines establish
eligibility criteria based on activities, costs, regional balance,
compliance for previous grants and timing. The maximum funding per
request may not exceed US$20,000 and total disbursement per Party
may not exceed US$50,000 per calendar year. Three other annexes
contain forms for funding requests, a Memorandum of Understanding
for support, and reporting on work supported by the voluntary fund.
HANDLING, TRANSPORT, PACKAGING AND
IDENTIFICATION: During the opening Plenary on Monday, Canada and
France reported on the technical expert group meetings (March 2002,
Montreal) on Articles 18.2(a) (documentation for LMO-FFPs) and on
18.2(b) (documentation for LMOs for contained use) and (c)
(documentation for LMOs for intentional introduction). In Working
Group I’s discussions on the same day, the Secretariat introduced
documents UNEP/CBD/ICCP/3/7 and 7/Add.1 and 2, which contain draft
recommendations from the expert group meetings. On Monday and
Tuesday, delegates provided initial comments on text in the
recommendations where the expert groups had been unable to agree,
and on Tuesday, Chair Pythoud formed a contact group, co-chaired by
Eric Schoonejans (France) and Nematollah Khansari (Iran), to discuss
outstanding issues from the expert groups’ recommendations.
During Working Group I’s initial discussion,
Egypt and the EU highlighted the need to revisit other areas of the
expert groups’ text. A few countries supported retaining the
recommendations without amendment. The EU and Norway stated that
references to documentation should be mandatory. Delegates also
discussed documentation templates, where several countries supported
a stand-alone template, with Norway proposing additional templates.
Others called for simplifying required information, and the US
supported differentiating between required and non-required
information.
Article 18.2(a) – LMO-FFPs: During Working
Group I discussions, many supported unique identification for
documentation, while others preferred a step-by-step approach over
the two-year interim period. The US, with Australia, opposed
additional information requirements that would go beyond the
Protocol’s provisions. Several countries supported clear and precise
documentation. Argentina, with Brazil and Uruguay, stated that
documentation requirements should not prevent commodity trade.
Delegates also highlighted the relevance of Article 18.1 on avoiding
adverse effects of LMOs and the urgent need to address issues
regarding the phrase "may contain."
In the contact group, regarding the
recommendation’s two outstanding paragraphs, delegates discussed
elements for future consideration, particularly language on
clarifying "may contain" where the LMO is known, and
unintentional/adventitious LMOs. After lengthy discussion, delegates
were not able to agree on modifications to the expert group’s
recommendation, with some noting that additional information
requirements extend beyond the Protocol’s requirements and others
noting that such a requirement merely reiterates the Protocol’s
text. Upon a request for alternative texts, Canada, the EU and later
the Bahamas submitted separate proposals, which were discussed
without reaching agreement.
During Working Group I discussions on Thursday,
contact group Co-Chair Schoonejans presented a summary with an annex
containing draft recommendations to be used as a basis for future
consideration. Several delegations opposed using the summary to
continue future discussions, while others supported including it in
conjunction with the expert group’s recommendation. Working Group I
Chair Pythoud formed a "Friends of the Chair" group to help prepare
UNEP/CBD/ ICCP/3/WG.I/CRP.4/Rev.1, addressing Articles 18.2(a), (b)
and (c), and including his summary of discussions on Article
18.2(a), as well as the expert group’s recommendations. Delegates
debated how the Chair’s summary would be forwarded to the MOP,
ultimately agreeing on a preambular reference. Norway requested that
its concern regarding lack of time to address stand-alone templates
be recorded in Working Group I’s report.
Article 18.2(b) – LMOs for Contained Use: In
Working Group I discussions, Australia and the US stated that the
text of the Protocol only requires identification "as LMOs." Some
delegates called for inclusion of the LMO’s scientific or
internationally used name, the nature of modification, intended use
and unique identifier. The African Group noted implications on
liability in cases of incomplete information. Mexico supported
including information to enable searches in the BCH.
The contact group debated specific identification
requirements. Some advocated information to include the LMO’s name,
with documentation stating "LMOs for contained use." Others said
that such language would go beyond the Protocol's text and preferred
that identification be limited to "LMO." After a lengthy discussion,
the group reverted to the expert group’s original text, bracketing
paragraphs where there was no agreement.
Article 18.2(c) – LMOs for Intentional
Introduction: In Working Group I, several countries supported
making voluntary language on providing information "where available
and applicable" mandatory. On a list of types of information that
could be provided, Australia and the US supported deleting the
proposed items. Egypt and Ethiopia stressed that Article 18.2(c)
also covers LMOs in transit and pharmaceuticals not covered by other
international processes.
In the contact group, delegates debated language
on whether information provided should refer to "if available,"
"make available" or the original text of "where available and
applicable." Delegates also addressed links to the BCH and lack of
clarity regarding specific information requirements. After much
discussion, the group reverted to the expert group’s original
recommendations, bracketing paragraphs where there was no agreement.
On Thursday, Working Group I delegates discussed
UNEP/CBD/ ICCP/3/WG.I/CRP.4, and debated the need for further
deliberations. Chair Pythoud prepared UNEP/CBD/ICCP/3/WG.I/CRP.4/Rev.1,
which was adopted by Working Group I later that day.
Recommendation: The final recommendation (UNEP/CBD/
ICCP/3/L.11), adopted by the closing Plenary on Friday, notes that
lack of consensus does not set aside obligations to implement
Article 18.2. The section regarding Article 18.2(a) includes a
preambular paragraph noting the different views expressed, as
reflected in the annexed summary of the Chair of Working Group I,
and submits the annexed report of the expert group on Article
18.2(a) for consideration by MOP-1.
The section on Article 18.2(b) and (c) notes the
expert group’s recommendation and lack of full review by ICCP-3.
The recommendation also submits more detailed
guidance for consideration by MOP-1. On Article 18.2(b), it
recommends information to be provided, including:
-
clear identification as "LMOs," with brackets
around specific reference to the organism’s name and "as destined
for contained use";
-
specification of requirements for the safe,
handling, transfer, packaging and use;
-
a contact point for further information; and
-
contact information for the individual or
institution where the LMOs are consigned.
Regarding Article 18.2(c), the text recommends
providing information on:
-
clear identification as "LMOs";
-
specification of identity and relevant
traits/characteristics as identified through a brief description
of the organism, and, in brackets, where available and applicable,
a reference to a system of identification (e.g., harmonized
code/unique identifier, notification under the AIA procedure,
final decisions or notifications to the BCH), and other
requirements in accordance with the LMO’s regulatory status in the
importing Party;
-
any requirements for safe handling, storage,
transport and use;
-
a contact point for further information;
-
contact information for the exporter and
importer; and
-
a declaration that the transboundary movement
is in conformity with the Protocol’s requirements applicable to
the exporter.
The recommendation: urges governments to include
information requirements into existing documentation practices,
notwithstanding further work on stand-alone templates; encourages
Parties to consider whether provision of additional information
would facilitate implementation of Articles 18.2(b) and (c); and
invites governments to examine unique identification systems. It
requests the Executive Secretary to continue collecting information
on relevant standards, practices and rules.
The recommendation also includes: an appendix
with examples of templates for documentation under Articles 18.2(b)
and (c); an annex with the report of the technical expert group on
Article 18.2(a), as contained in UNEP/CBD/ICCP/3/7/Add.1; and an
annex with a summary of discussions on Article 18.2(a) by the Chair
of Working Group I.
MONITORING AND REPORTING: On Monday, during
Plenary discussions, Chair Yang noted ICCP-2's consideration of a
draft format for reporting and an invitation for comments on its
further development. During Working Group I’s discussions later that
day, the Secretariat introduced UNEP/CBD/ICCP/3/8, noting a low
level of government responses to the draft format for reporting.
Several delegates supported the draft recommendation, underscored
links with capacity building, and called for a clear format and
deletion of repetitious questions. Grenada emphasized capacity
building of SIDS, and Eritrea highlighted LDCs. The EU proposed a
first report immediately after the Protocol's entry into force and
subsequently every fourth year. Argentina and Japan stressed that
the reporting format should not address information provided by the
BCH.
On Wednesday, Working Group I Chair Pythoud
introduced UNEP/CBD/ICCP/3/WG.I/CRP.1. With some calls for
clarification on the timeframe for comments on the reporting format,
delegates agreed to change the deadline from six to five months
before MOP-1. The CRP was then adopted. The closing Plenary adopted
the recommendation with the report of Working Group I.
Recommendation: The recommendation (UNEP/CBD/ICCP/3/
L.2) encourages governments to submit views on the reporting format
no later than five months prior to MOP-1, and requests the Executive
Secretary to compile such comments with a view to further develop
the reporting format.
CONSIDERATION OF OTHER IMPLEMENTATION ISSUES:
On Tuesday, Working Group I delegates made general statements
concerning UNEP/CBD/ICCP/3/9 on other issues for implementation and
9/Add.1 on countries’ views regarding the medium-term work programme.
Canada said the mechanisms proposed by the ICCP Bureau should be
inclusive and transparent with a broad scope and mandate. Australia
and the US did not favor new or potential mechanisms. The EU and
others supported the proposed mechanisms, with Switzerland
supporting establishment of a standing advisory board to provide
guidance to the MOP. Norway urged addressing the issue of
transboundary movement of LMOs between Parties and non-Parties
before the Protocol’s entry into force, and suggested using
proposals contained in UNEP/CBD/ICCP/3/INF/7 on countries’ views on
other issues for implementation, as a basis for discussion.
Australia said there is no need to reach
agreement on the medium-term work programme since it will be decided
by MOP-1, and with Canada, did not support considering notification
and risk assessment at MOP-2. The EU proposed developing guidance on
relations between Parties and non-Parties, and Mexico supported
developing a risk assessment framework.
On Wednesday, Chair Pythoud summarized three main
areas for discussion: proposed mechanisms; the medium-term work
programme; and identification of key issues. Argentina and China
called for use of existing mechanisms, with Argentina prioritizing
work on capacity building and the BCH.
On Thursday, Working Group I considered a Chair’s
text (UNEP/ CBD/ICCP/3/WG.I/CRP.3). With regard to a footnote
relating to issues on unique identification and risk assessment and
management, the EU suggested, and Australia opposed, changing the
footnote to an operative paragraph. GRULAC suggested language
requesting MOP-1 to consider measures to assist developing countries
and countries with economies in transition in adhering to the
Protocol. The EU did not agree to such addition. Australia
suggested, and Ethiopia opposed, deleting a paragraph recommending
that MOP-1 consider and provide guidance relating to transboundary
movement between Parties and non-Parties. This whole paragraph was
bracketed.
In Working Group I’s afternoon session, Chair
Pythoud presented a revised text contained in UNEP/CBD/ICCP/3/WG.I/CRP.3/Rev.1.
Delegates debated and agreed to bracket a paragraph relating to
development of unique identification systems for LMOs. Delegates
agreed to a new paragraph proposed by Brazil, and amended by the EU,
that recognizes the need to assist developing countries and
countries with economies in transition to adhere to the Protocol.
The revised text was approved with these amendments.
On Friday, in the closing Plenary, the draft
recommendation was adopted with minor amendments with the report of
Working Group I.
Recommendation: The recommendation (UNEP/CBD/ICCP/3/
L.8) requests MOP-1 to utilize mechanisms under the Protocol or the
CBD to consider technical and scientific issues associated with
implementation, and to seek draft guidance or clarification for the
MOP’s consideration. It notes the request expressed by some
countries for further guidance on certain issues, in particular
transboundary movements of LMOs between Parties and non-Parties
under Article 24 (Non-Parties), and categorization of LMOs. It
further notes that some countries do not consider there to be a need
for further clarification of provisions of the Protocol at this
stage, including Article 24; and invites governments to provide
information on domestic laws, regulations or guidelines regarding
the application of Article 24 by the Protocol’s entry into force.
It recommends that MOP-1 consider and provide
guidance regarding transboundary movement between Parties and
non-Parties for achieving the Protocol’s objectives through,
inter alia: measures to encourage non-Parties to adhere to the
Protocol and to contribute appropriate information to the BCH;
measures to assist Parties to address cases where non-Parties have
not implemented a national biosafety framework consistent with the
Protocol’s objectives; and measures to enter into bilateral,
regional and multilateral agreement and arrangements with
non-Parties. The recommendation also calls upon countries to ratify,
accept, approve, or accede to the Protocol, and recognizes the need
to assist developing countries and countries with economies in
transition to adhere to the Protocol.
ENTRY INTO FORCE: On Friday, the closing
Plenary adopted a recommendation submitted by the ICCP Bureau on the
Protocol’s entry into force, which was adopted with minor
amendments.
Recommendation: The final text (UNEP/CBD/ICCP/3/L.4)
calls on Parties to ratify the Protocol and to provide financial
resources for preparatory intersessional meetings.
CLOSING PLENARY
On Friday, ICCP Chair Yang opened the closing
Plenary and highlighted the recent 17th ratification of the Protocol
by Bolivia. Presenting the results of a survey on the status of
ratification, he said that out of 82 responses: five countries
indicated that they had ratified but not yet deposited their
instruments; 22 intended to ratify before the WSSD; 21 planned
ratification before the end of 2002; and five planned to ratify
before April 2003. He stressed the Protocol’s possible entry into
force before the end of 2002, and that MOP-1 may be held in 2003.
Working Group I Chair Pythoud introduced Working
Group I’s report (UNEP/CBD/ICCP/3/L.12), which the Plenary adopted
with minor amendments. Working Group II Chair Ghosh introduced
Working Group II’s report (UNEP/CBD/ICCP/3/L.13). After some debate,
the Plenary added a paragraph reflecting statements by some
delegates regarding ICCP-2’s report on elements under discussion on
compliance, and adopted the report with minor amendments.
Antonietta Gutiérrez Rosati (Peru) presented the
meeting’s report (UNEP/CBD/ICCP/3/L.1). India and Japan requested
full record of their statements made during the meeting. GRULAC
requested a record of its statement with regard to liability and
redress, and capacity building. The EU noted disappointment with
slow pace of progress and stressed that they do not necessarily
endorse or support the recommendations and Working Group I Chair’s
summary on Article 18.2. Argentina, Brazil, Chile and Uruguay
requested recording that measures, as contained in Annex II of the
recommendation on compliance, exceed the Protocol’s mandate and
would not encourage developing countries to participate in the
Protocol’s initial stages. Australia stressed technical activities
by importers and exporters, and urged importing countries to
establish domestic legislation, further noting that information
requirements would hinder trade in LMOs and increase costs in all
markets, but would not protect the environment. With these additions
and other minor amendments, the report was adopted.
Chair Yang then introduced UNEP/CBD/ICCP/3/L.3, a
tribute to the Government and people of the Netherlands, which was
adopted. Chair Yang highlighted the achievements of the ICCP
process, particularly in the areas of information sharing and
capacity building, and with others thanked the participants, working
group and contact group Chairs, the Secretariat, support staff,
interpreters and the Government and people of the Netherlands.
Ethiopia presented a resolution from the African
Group regarding information-gathering activities by the Secretariat
on genetic contamination of centers of origin and diversity. Several
countries noted a lack of time to consider the proposal, and it was
recorded in the meeting’s report. Brazil, on behalf of GRULAC,
Egypt, on behalf the African Group, Grenada, on behalf of SIDS,
Iran, on behalf of the Asia and Pacific Group, Spain, on behalf of
the EU, as well as Ethiopia, India, New Zealand and Switzerland,
made closing statements. Dutch NGOs noted public support for testing
and labeling of LMOs, and expressed concerns about the economic
interests underlying the promotion of biotechnology. Greenpeace
presented sunflowers to countries having ratified or acceded to the
Protocol.
Paul Chabeda, on behalf of UNEP Executive
Director Klaus Töpfer, highlighted the successes of the ICCP
process. CBD Executive Secretary Hamdallah Zedan stated that the
ICCP had laid the groundwork for the MOP and, highlighting the pace
of ratifications, expressed optimism about the Protocol’s entry into
force before the end of the year. ICCP Chair Yang officially
adjourned the meeting at 2:00 pm.
A BRIEF ANALYSIS OF ICCP-3
ICCP-3 commenced its deliberations in the shadow
of COP-6’s closing Plenary’s heated discussions on the meaning of
consensus and pending CBD voting rules. This prelude, along with
fatigue for some delegates from two weeks of negotiations, created a
somewhat disconsolate atmosphere, which contrasted sharply with the
more constructive and non-confrontational tone of prior ICCP
meetings. Many noticed that countries made sure, from the meeting’s
beginning to end, that their objections were clearly voiced,
recorded and recognized throughout the meeting’s reports,
recommendations and annexes. Thus, ICCP-3 became a game of placing
political markers to establish optimal positions regarding what text
is bracketed or open for further discussion in anticipation of
decisions by the MOP.
The lack of uniform political urgency to resolve
outstanding issues and the inflexibility of negotiating positions
had some participants commenting on the end of the "Montpellier
spirit" and the Protocol’s brief honeymoon period since its
adoption. This was especially apparent in the most contentious
issues, such as identification and compliance, where the week-long
negotiations resulted in bracketed texts very similar to the texts
they started with. This brief analysis will focus on the issues of
documentation and identification, compliance, liability and redress,
capacity building and information sharing, and will examine
questions of process and substance. It will then address steps ahead
for the Protocol’s entry into force.
DOCUMENTATION AND IDENTIFICATION
It was clear that discussions on documentation
requirements were not going to be easy, especially since
documentation for LMO-FFPs was the very final element agreed upon
during the Protocol’s negotiations. Most delegates acknowledged the
significant contribution of the two technical expert groups, which
laid the groundwork for recommendations on documentation issues
under Article 18.2. However, just as the expert groups did not reach
consensus on specific documentation requirements or their mandatory
vs. voluntary nature, neither could discussions in Working Group I,
its contact group or the "Friends of the Chair" group. Some greeted
with laughter a suggestion for another technical expert group,
noting that, to date and for the foreseeable future, such
intersessional meetings would include the same people and produce
the same results.
The central point of debate returned to
interpretation of the Protocol’s language in Article 18.2, with
former Miami Group members taking a strict interpretation in terms
of identifying shipments of LMO-FFPs as "may contain LMOs," and LMOs
for contained use simply as "LMOs." Others, including the African
Group and the EU, have taken a broader interpretation of the
Protocol’s language to include requirements on particular names,
modifications and potential unique identifiers. These two
perspectives were evident as those supporting a wider view worked to
maintain existing and include additional options, most particularly
in the Chair’s summary of negotiations on Article 18.2, whereas
those supporting a more limited approach generally urged focus on
and support for the expert groups’ draft recommendations.
COMPLIANCE
Lengthy debates on the functions and procedures
of a compliance mechanism revealed the difficulty in finding the
balance between the Protocol’s requirement to establish the
mechanism by MOP-1 and the need for time to address its inherent
complexities and implications. Frustration was evident over the
still-bracketed text on issues such as who could trigger the
compliance mechanism and measures to address non-compliance. This
was not surprising, given the complexity and volume of work
experienced in developing compliance mechanisms under other
multilateral environmental agreements. Language on the different
capacities of Parties to comply represents a step forward, as it
accommodates concerns of developing countries with undeveloped
regulatory and institutional frameworks.
Political positioning on the issue was evident
during closing Plenary discussions, where delegates debated whether
the draft procedures and mechanisms on compliance would still be
open for discussion at MOP-1. Some delegations noted that, from a
legal point of view, a recommendation would remain open until its
adoption by the MOP. Others feared that the attempt to introduce the
views of a few countries in the meeting�s report in the form of an
undiscussed general statement, implied bad faith and undercut the
Protocol�s future. They also wondered if those few countries would
be present at MOP-1 to discuss the text they made sure would remain
under discussion.
LIABILITY AND REDRESS
In accordance with the ICCP�s mandate,
discussions on liability focused on process rather than substance.
There was much support for information-gathering exercises, although
for different reasons. Developing countries welcomed information to
establish or revise national regimes for immediate application. In
contrast, some developed countries stressed the complexity of
establishing an international liability regime, underscoring not
just the legal issues involved but also the different approaches
taken in national instruments. Some participants could not help
noticing that those stressing the complexity of establishing an
international regime had also argued, during the Protocol�s
negotiations, that the issue should be addressed under national law.
Many cautioned that continued information gathering could result in
delaying substantive work on a liability regime.
Delegates debated at length the contents of the
annexed questionnaire, as requests for information on substantive
issues were considered by some to exceed the ICCP�s mandate. The
recommendation�s adoption and the attached questionnaire�s adoption
was an initial step forward in developing common understandings on
the eventual structure and content of the future liability regime.
CAPACITY BUILDING AND THE BIOSAFETY
CLEARING-HOUSE
The issues of capacity building and information
sharing through the BCH did not generate the attention that they had
in earlier meetings. Although some developing country delegates
regretted lack of progress in drafting specific language on
capacity-building measures, such as national and regional workshops,
while other participants noted that ongoing activities may have
decreased the overall focus on these areas. Additionally,
discussions on the issue of scientific cooperation and capacity
building for identification of LMOs continued to highlight gaps
between the Protocol�s obligations and many countries� ability to
develop the necessary regulatory, legislative and institutional
structures and facilities. Finally, most were confident that the BCH
would be fully functional at the Protocol�s entry into force,
although questions still abound about its operation through national
nodes and links to customs and border authorities.
FUTURE PROSPECTS
Overall, lack of progress on the most contentious
issues suggested that the ICCP has run its course, generally
foreclosing any possibility of an ICCP-4. Most were optimistic that
the Protocol would enter into force within the year, especially
given the Secretariat�s report on the status of ratification and the
Protocol�s expected profile at the WSSD. With the positions on
outstanding issues even more clearly defined, those who placed their
stakes at this meeting have a strong incentive to ensure that they
are part of MOP-1�s decision-making process. With the resurrection
of positions and group dynamics evident during the Protocol�s
negotiation, the MOP is now the critical step in moving from process
to substance, although it remains to be seen who will be at the
negotiating table.
THINGS TO LOOK FOR
FOURTH SESSION OF THE PREPARATORY COMMITTEE FOR
THE WSSD: PrepCom IV will take place from 24 May-7 June 2002, in
Bali, Indonesia. Regional group consultations are scheduled for 24
May and informals for 25-26 May. For more information, contact:
Andrey Vasilyev, DESA; tel: +1-212-963-5949; fax: +1-212-963-4260;
e-mail: vasilyev@un.org; Major
groups contact: Zehra Aydin-Sipos, DESA; tel: +1-212-963-8811; fax:
+1-212-963-1267; e-mail: aydin@un.org;
Internet:
http://www.johannesburgsummit.org/
INTRODUCTION TO BIOSAFETY AND RISK ASSESSMENT FOR
THE ENVIRONMENTAL RELEASE OF GMOs: This workshop will take place
in Trieste, Italy, from 3-7 June 2002. For more information,
contact: the International Centre for Genetic Engineering and
Biotechnology, Programme and Training Unit; tel: +39-040-3757-333;
fax: +39-040-2265-555; e-mail:
courses@icgeb.trieste.it;
Internet:
http://www.icgeb.trieste.it/biosafety
WORLD FOOD SUMMIT � FIVE YEARS LATER: This
meeting will take place from 10-13 June 2002, in Rome, Italy. For
more information, contact the FAO; tel: +39-06-5705-3852; fax:
+39-06-5705-55249; e-mail:
food-summit@fao.org; Internet:
http://www.fao.org/worldfoodsummit
WORLD SUMMIT ON SUSTAINABLE DEVELOPMENT: The
WSSD will take place from 26 August - 4 September 2002, in
Johannesburg, South Africa. For more information, contact: Andrey
Vasilyev, DESA; tel: +1-212-963-5949; fax: +1-212-963-4260; e-mail:
vasilyev@un.org; Major groups contact: Zehra Aydin-Sipos, DESA; tel:
+1-212-963-8811; fax: +1-212-963-1267; e-mail:
aydin@un.org; Internet:
http://www.johannesburgsummit.org/
SEVENTH CONFERENCE OF THE PARTIES TO THE
CONVENTION ON MIGRATORY SPECIES: COP-7 to the CMS will take
place from 18-24 September 2002, in Bonn, Germany. For more
information, contact the CMS Secretariat; tel: +49-228-815-2401/2;
fax: +49-228-815-2449; e-mail:
cms@unep.de; Internet:
http://www.wcmc.org.uk/cms
TWELFTH CONFERENCE OF THE PARTIES TO CITES:
This meeting will take place in Santiago, Chile, from 3-15 November
2002. For more information, contact: the CITES Secretariat; tel:
+41-22-917-8139; fax: +41-22-797-3417; e-mail:
cites@unep.ch; Internet:
http://www.cites.org
EIGHTH CONFERENCE OF THE PARTIES TO THE RAMSAR
CONVENTION: This meeting will take place in Valencia, Spain,
from 18-26 November 2002. For more information, contact: Dwight
Peck, Executive Assistant for Communications, Ramsar Convention
Secretariat; tel +41-22-999-0170, fax +41-22-999-0169; e-mail:
peck@ramsar.org; Internet:
http://www.ramsar.org
EIGHTH MEETING OF THE CBD�S SBSTTA: SBSTTA-8
is scheduled to take place in Montreal, Canada, in March 2003. For
more information, contact: the CBD Secretariat; tel:
+1-514-288-2220; fax: +1-514-288-6588; e-mail:
secretariat@biodiv.org;
Internet: http://www.biodiv.org
SEVENTH CONFERENCE OF THE PARTIES TO THE CBD:
This meeting is scheduled to take place in Kuala Lumpur, Malaysia,
in the first quarter of 2004. For more information, contact: the CBD
Secretariat; tel: +1-514-288-2220; fax: +1-514-288-6588; e-mail:
secretariat@biodiv.org;
Internet: http://www.biodiv.org
FIRST CONFERENCE OF THE PARTIES SERVING AS THE
MEETING OF THE PARTIES TO THE CARTAGENA PROTOCOL ON BIOSAFETY:
MOP-1 will be held in conjunction with an extraordinary COP if the
Protocol enters into force within a year, or in conjunction with CBD
COP-7 in 2004, if later. For more information, contact: the CBD
Secretariat; tel: +1-514-288-2220; fax: +1-514-288-6588; e-mail:
secretariat@biodiv.org;
Internet: http://www.biodiv.org |