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Published by
the International
Institute for Sustainable Development (IISD)
Vol. 09 No. 228
Monday, 11 February 2002
SUMMARY OF THE SECOND MEETING OF
THE AD HOC OPEN-ENDED INTER-SESSIONAL WORKING GROUP ON
ARTICLE 8(j):
4-8 FEBRUARY 2002
The second meeting of the Ad
Hoc Open-ended Inter-Sessional Working Group on Article 8(j) and
Related Provisions of the Convention on Biological Diversity (CBD)
took place in Montreal, Canada, from 4-8 February 2002. The meeting
was hosted by the Canadian Government and had approximately 300
participants from 79 countries, indigenous and local communities and
international and non-governmental organizations.
Over the course of the week-long
meeting, the Working Group considered: an outline for the composite
report on the status and trends regarding the knowledge, innovations
and practices of indigenous and local communities; draft
guidelines/recommendations for the conduct of cultural,
environmental and social impact assessments regarding developments
proposed on or impacting the lands of indigenous and local
communities; participatory mechanisms; and the effectiveness of
existing instruments impacting the protection of traditional
knowledge, particularly intellectual property rights (IPR).
Delegates adopted six recommendations on the preceding items, as
well as on progress in the integration of relevant tasks of the work
programme on Article 8(j) and related provisions into the CBD’s
thematic programmes and on progress in implementation of the
priority tasks of the work programme on Article 8(j). These
recommendations will be forwarded to the sixth Conference of Parties
(COP-6) in The Hague, the Netherlands, in April 2002.
A BRIEF HISTORY OF ARTICLE 8(J) AND RELATED
PROVISIONS UNDER THE CBD
The CBD, negotiated under the
auspices of the United Nations Environment Programme (UNEP), was
adopted at the Earth Summit in Rio de Janeiro in June 1992 and
entered into force on 29 December 1993. To date, 182 countries have
become Parties. Article 8(j) of the CBD specifically states that
Parties will, subject to national legislation, respect, preserve and
maintain knowledge, innovations and practices of indigenous and
local communities embodying traditional lifestyles relevant for the
conservation and sustainable use of biodiversity; promote their
wider application with the approval and involvement of
knowledge-holders; and encourage the equitable sharing of benefits
arising from the utilization of such knowledge, innovations and
practices.
Related provisions of the
Convention include: Article 10(c), which calls on Parties to protect
and encourage customary use of biological resources in accordance
with traditional cultural practices; Article 17.2, which addresses
scientific and technical information exchange with specific
reference to traditional knowledge; and Article 18.4, which states
that Parties shall encourage and develop methods of cooperation for
the development and use of technologies, including indigenous and
traditional technologies, pursuant to the CBD’s objectives.
Additionally, CBD discussions on
cross-cutting themes, such as the ecosystem approach, access and
benefit-sharing (ABS), and the Clearing-House Mechanism (CHM), as
well as the specific ecosystem themes, have addressed the
integration of considerations relating to Article 8(j) and
indigenous and local communities.
COP-2:
The second Conference of the Parties (COP) met in Jakarta,
Indonesia, from 6-17 November 1995. Discussion of traditional
knowledge was limited to Decision II/12 on IPR, which calls for
consultation with all stakeholders, particularly indigenous and
local communities, to improve the understanding of the needs and
concerns of such groups, as well as for a preliminary analysis of
IPR systems, which could focus on the preservation and maintenance
of traditional knowledge.
COP-3:
The third COP met in Buenos Aires, Argentina, from 4-15 November
1996. Delegates adopted Decision III/14, which, inter alia:
requests Parties to develop national legislation to implement
Article 8(j); invites case studies on the implementation of Article
8(j) and related provisions; requests the interim financial
mechanism to examine support of capacity-building projects for
indigenous and local communities; and establishes a process to
advance work on implementation of Article 8(j), including the
organization of an intersessional workshop.
WORKSHOP ON TRADITIONAL KNOWLEDGE:
The Workshop on Traditional Knowledge and Biological Diversity was
convened in Madrid, Spain, from 24-28 November 1997, to produce
recommendations for the COP on how to advance the implementation of
Article 8(j). The workshop produced a report, which contains an
extensive list of options and recommendations in the following
areas: participatory mechanisms; status and trends in relation to
Article 8(j); traditional cultural practices for conservation and
sustainable use; equitable sharing of benefits; exchange and
dissemination of information; monitoring; and legal elements. The
report also includes recommendations for actions at the national and
international levels, and suggests terms of reference for
establishing an open-ended working group or a subsidiary body on
Article 8(j).
COP-4:
The fourth COP met in Bratislava, Slovakia, from 4-15 May 1998.
Delegates discussed the development of a work programme on Article
8(j) and the formation of an ad hoc working group. Decision
IV/9 establishes a working group to provide advice on the
development of a work programme on Article 8(j) and its
implementation based on the report of the Madrid workshop. The
decision also calls for: representation from indigenous and local
communities to the widest extent possible; short- and medium-term
work programmes; case studies relating to Article 8(j); and
application for observer status to and development of a memorandum
of understanding with the World Intellectual Property Organization (WIPO).
FIRST MEETING OF THE WORKING GROUP
ON ARTICLE 8(J): The first meeting of the
Working Group on Article 8(j) met in Seville, Spain, from 27-31
March 2000. Delegates considered elements for a work programme on
Article 8(j), including: participatory mechanisms for indigenous and
local communities; equitable sharing of benefits; legal elements;
status and trends in relation to Article 8(j) and related
provisions; traditional cultural practices for conservation and
sustainable use; exchange and dissemination of information; and
monitoring. The Working Group also addressed: the application and
development of legal and other appropriate forms of protection for
traditional knowledge; international cooperation among indigenous
and local communities; and opportunities for collaboration and
implementation of the work programme.
COP-5:
The fifth COP met in Nairobi, Kenya, from 15-26 May 2000. Delegates
discussed the report of the first meeting of the Working Group on
Article 8(j), including its recommendations for a proposed work
programme and advice on the application and development of legal and
other appropriate forms of protection. Decision
V/16 establishes a work programme with two phases. The first phase
would address participatory mechanisms, status and trends,
benefit-sharing, exchange and dissemination of information, and
monitoring and legal elements. The second phase would also consider
traditional cultural practices for conservation and sustainable use,
exchange and dissemination of information, and monitoring elements.
The decision extends the Working Group’s mandate to address
progress in implementation and increased participation of indigenous
and local communities in other thematic work programmes of the CBD.
It also notes the importance of case studies and sui generis systems
for protecting traditional knowledge, while recognizing the
importance of maintaining cultural identities and the material base
of such knowledge.
REPORT OF THE MEETING
The second meeting of the Working
Group on Article 8(j) opened in Plenary on Monday morning, to hear
opening statements and consider a report on progress in the
integration of relevant tasks of the work programme on Article 8(j)
and related provisions into the CBD’s thematic programmes, and a
review of progress in implementation of the priority tasks of the
work programme. Delegates met in two sub-working groups from Tuesday
to Thursday, to discuss the meeting’s substantive agenda items,
and in a closing Plenary on Friday, to adopt recommendations for
COP-6.
PLENARY
A representative from the Grand
Council of Mohawks opened the meeting on Monday morning with a
ceremonial statement. He reminded participants of human beings’
place in the cycle of life and stressed their responsibilities
toward nature. He urged delegates to listen to the natural world and
apply this understanding in the decisions taken at the meeting.
Chair Reuben Olembo, on behalf of
the President of COP-5, highlighted past work on traditional
knowledge, including the November 1997 workshop in Madrid, the first
Working Group meeting in Seville in March 2000, and the results of
COP-5. He stated that this meeting should help to strengthen
indigenous and local communities as stakeholders within the
Convention, and stressed the need to produce sound recommendations
for COP-6.
CBD Executive Secretary Hamdallah
Zedan thanked the Governments of Canada and Spain for their
financial support for indigenous representatives’ participation.
He addressed the priority tasks of the work programme on Article
8(j), and expressed hope that the spirit of cooperation from Madrid
and Seville would continue at this meeting. Paul Chabeda, on behalf
of UNEP Executive Director Klaus Töpfer, highlighted UNEP’s
ongoing work on issues related to Article 8(j). He called for
strengthened partnerships, capacity building, mobilization of
adequate resources, and increased recognition and respect for the
role of indigenous and local communities in the conservation of
biodiversity.
ORGANIZATIONAL MATTERS: Delegates
agreed that the COP Bureau would serve as Bureau for the meeting,
with six indigenous representatives serving as Friends of the Chair,
and appointed Barbara Di Giovanni (Italy) as Rapporteur. Chair
Olembo noted that Elaine Fisher (Jamaica) would assume his position
during the meeting. Delegates adopted the provisional agenda (UNEP/CBD/WG8J/2/1),
and agreed to meet in two sub-working groups, electing John Herity
(Canada) and Earl Stevenson (Peguis First Nation) to co-chair
Sub-Working Group I (SWG-I), and Linus Thomas (Grenada) and Lucy
Mulenkei (African Indigenous Women Organization) to co-chair
Sub-Working Group II (SWG-II).
GENERAL STATEMENTS: The
International Indigenous Forum on Biodiversity (IIFB) stressed the
need to ensure the full and effective participation of indigenous
peoples, particularly women, in the conservation of biodiversity,
and to establish a clear and binding framework for the protection of
indigenous peoples’ fundamental rights to maintain and practice
their traditional knowledge and control their lands. Veit Koester
(Denmark) reported on the informal consultations on the potential
impacts of genetic use restriction technologies (GURTs) on
indigenous and local communities and farmers’ rights, held in
Montreal on 3 February 2002. WIPO highlighted the activities of its
Intergovernmental Committee on Intellectual Property and Genetic
Resources, Traditional Knowledge and Folklore (Intergovernmental
Committee), including the compilation of an inventory of traditional
knowledge-related periodicals to assist the search for traditional
knowledge as prior art.
Spain, on behalf of the European
Union (EU), highlighted European Council Resolution 12647/98,
recognizing the importance and role of traditional knowledge, as
well as linkages with work on ABS, invasive species, impact
assessments and the CHM. Togo, on behalf of the African Region,
underscored the importance of agenda items on impact assessments,
existing instruments and participation. Fiji, on behalf of Pacific
Island States, stressed the importance of reporting, public
awareness and coordination of regional activities. India encouraged
development of traditional knowledge inventories and called for a
binding disclosure clause to ensure that patent seekers have not
used traditional knowledge. Brazil stressed the need to observe
national legislation and develop binding agreements between local
communities and competent authorities.
The United Nations Conference on
Trade and Development (UNCTAD) reviewed its recent work on
traditional knowledge, emphasizing the exchange of national
experiences relating to the protection of traditional knowledge and
harnessing it for trade and development. The United Nations Food and
Agriculture Organization (FAO) noted that the recently-adopted
International Treaty on Plant Genetic Resources for Food and
Agriculture (PGRFA) recognizes the contribution of indigenous and
local communities in the conservation of plant genetic resources.
The United Nations Educational, Scientific and Cultural Organization
(UNESCO) described the recent launch of its cross-cutting initiative
"Local and Indigenous Knowledge Systems in a Global
Society," which focuses on women’s knowledge and a holistic
approach to understanding indigenous knowledge systems.
REPORT ON PROGRESS IN THE
INTEGRATION OF RELEVANT TASKS OF THE PROGRAMME OF WORK ON ARTICLE
8(J) AND RELATED PROVISIONS INTO THE THEMATIC PROGRAMMES OF THE CBD
On Monday afternoon, the Plenary
discussed the progress report on the integration of work on Article
8(j) into the CBD’s thematic programmes (UNEP/CBD/WG8J/2/2 and
INF/2). Argentina suggested making financial resources available for
training governmental consultants on cross-cutting issues. The EU
called for recommendations on the International Treaty on PGRFA;
agricultural biodiversity, GURTs and farmers’ rights; and the
report’s submission to COP-6. Ecuador proposed stronger links with
work on forest biodiversity and its sustainable use, and an analysis
of the impact of biotechnology on indigenous and local communities.
Several countries noted the need for analysis of the draft Bonn
Guidelines on ABS.
In the closing Plenary on Friday,
delegates adopted the report without amendment.
FINAL TEXT:
In the final text of the report (UNEP/CBD/WG8J/ 2/L.2), the Working
Group recommends that the COP urge Parties to sign and ratify the
International Treaty on PGRFA and request the Secretariat, in
collaboration with the FAO, to examine the Treaty’s implications
on implementation of Article 8(j) and related provisions. It
emphasizes the need for further action in the following areas:
-
forest biodiversity: development
of methodologies to further integrate traditional forest-related
knowledge into sustainable forest management; promotion of
activities assembling management experiences and scientific,
indigenous and local information at the national and local levels;
and dissemination of research results;
-
marine and coastal biodiversity:
provision of information on approaches to managing marine and
coastal living resources in relation to those used by indigenous
and local communities;
-
inland water ecosystems:
implementation of the guidelines, adopted under the Ramsar
Convention, to establish and strengthen indigenous participation
in the management of wetlands;
-
agricultural biodiversity:
support for local dryland and sub-humid ecosystems, and capacity
building and information exchange for farmers; and
-
availability of financial
resources for training governmental decision-makers on
cross-cutting issues for the recuperation of degraded ecosystems.
The final text also urges Parties
to include information in their national reports on each of the CBD’s
thematic programmes, on:
-
status and trends regarding
traditional knowledge;
-
measures to enhance indigenous
and local communities’ participation, particularly that of
women, in implementation of national thematic programmes; and
-
capacity-building measures to
facilitate involvement of indigenous and local communities and
application of their knowledge, with their prior informed consent,
in the management, conservation and sustainable use of
biodiversity.
It also requests the Executive
Secretary to prepare a progress report on the integration of
relevant tasks of the work programme on Article 8(j) into each
thematic area for consideration by the third meeting of the Working
Group, and reminds Parties of the need for further action regarding
the potential impacts of GURTs on indigenous and local communities
and on farmers’ rights.
REVIEW OF PROGRESS IN THE
IMPLEMENTATION OF THE PRIORITY TASKS OF WORK ON ARTICLE 8(J) AND
RELATED PROVISIONS
On Monday, the Secretariat
introduced the report on progress in implementation of the priority
tasks of the work programme (UNEP/ CBD/WG8J/2/3). Delegates adopted
the report without amendment during the closing Plenary.
FINAL TEXT:
In the final text (UNEP/CBD/WG8J/2/L.3), the Working Group
recommends that the COP request that Parties ensure that indigenous
and local communities are included in the consultative process of
preparing their national reports, particularly those sections
addressing Article 8(j) and related provisions. It also requests
that the Executive Secretary prepare a report on progress in the
implementation of the work programme on Article 8(j) and related
provisions based on information submitted in national reports, and
other relevant information, for the next meeting of the Working
Group.
OUTLINE OF THE COMPOSITE REPORT ON
STATUS AND TRENDS
On Monday afternoon, SWG-I began
discussion of the outline of the composite report on status and
trends (UNEP/CBD/WG8J/2/5), which includes sections on the report’s
size and scope, rationale, sources and availability of information,
ways and means for preparation, sources of funding, and suggested
recommendations. Regarding definitions of indigenous and local
communities in text on size and scope, Guinea suggested inclusion of
reference to traditional healers and hunters. The IIFB expressed
concern that the definition may exclude indigenous peoples that use
modern practices in applying their knowledge. After informal
consultations, delegates agreed to text on respect for the diversity
of indigenous and local communities.
Several delegates expressed
concern about the ambitious scope of the report. Canada stated that
the report’s preparation may place a burden on indigenous and
local communities and proposed a more manageable outline. The IIFB
recommended that priority be given to identification of processes
that threaten the maintenance, preservation and application of
traditional knowledge, and measures for the protection of indigenous
knowledge and its holders. Regarding sources of information, Brazil
suggested that research be based on published or public information.
Regarding the role of a consultant
in the section on ways and means for the report’s preparation,
many delegates suggested a team, instead of a single consultant,
with the EU proposing a multidisciplinary team, and Denmark
supporting one consultant with an advisory group. Many delegates
suggested that consultants work at the regional level. Haiti
stressed the need to define the consultant’s responsibilities,
research methodologies and qualifications; the Philippines called
for a public process to select the consultant; and the IIFB urged
full and effective participation of indigenous peoples.
Brazil and the EU cautioned
against referencing confidential knowledge in the compilation of the
report, and the EU suggested that the report declare any such use.
The EU also proposed a reference to conservation and sustainable use
of biodiversity in the title, and called for geographic and cultural
balance to ensure appreciation of regional differences. The IIFB
commented that the outline reflected a top-down approach, stressed
the importance of including more indigenous perspectives, supported
a regional approach, and suggested workshops organized by indigenous
peoples to provide input. Regarding text on sources of funding, the
Global Environment Facility (GEF) expressed concern about setting a
precedent for using GEF funding for future studies and the burden
this would place on the Financial Mechanism.
On Wednesday, SWG-I Co-Chair
Herity introduced a Chair’s text (UNEP/CBD/WG8J/2/SWG.I/CRP.1).
Regarding sources of information, the IIFB suggested regional
workshops with full participation of indigenous peoples as a means
of information gathering, and requested a clearer statement of the
study’s benefits for indigenous peoples. On ways and means, the
IIFB preferred indigenous consultants, and recommended hiring
consultants for different geographical regions.
Regarding the state of retention
of traditional knowledge, UNESCO suggested amending language on
re-establishing lost traditional knowledge and practices to focus on
protecting threatened knowledge and practices. The IIFB recommended
references to measures to preserve and protect traditional
practices, rather than more studies, which was agreed. In a listing
of ecosystems, Palau added reference to island ecosystems. This was
agreed in the final text. Regarding the relationship between
biological, cultural and linguistic diversity, the IIFB suggested
separate references to impoverishment, migration, and loss of
ancestral lands and territories.
On Thursday, SWG-I Co-Chair Herity
introduced a revised Chair’s text (UNEP/CBD/WG8J/2/SWG.I/CRP.2).
The EU proposed that the title specify that the report examine
status and trends regarding traditional knowledge "relevant to
the conservation and sustainable use of biodiversity."
Addressing text on sources of information, the EU, supported by
Canada, suggested that the report’s information be used to advance
the work programme on Article 8(j), rather than identify objectives
and develop a framework for an action plan. The IIFB added the need
for respect for indigenous and local communities’ "codes of
ethics guidelines, which entail permission and/or consent to enter
the communities and conduct the research." On ways and means,
Fiji proposed encouraging Parties to hold national workshops to
ensure participation of indigenous and local communities in the
report’s completion. On sources of funding, delegates agreed to
the EU’s deletion of text calling for the GEF to provide funding
to Parties for preparation of national input to the report. On the
state of retention of traditional knowledge, delegates agreed that
the report should make reference to assessing the feasibility of
using traditional knowledge to maintain customary practices for the
management, conservation and sustainable use of biodiversity. With
respect to the relationship between biological, cultural and
linguistic diversity, delegates supported the IIFB’s
recommendation to address the critical reduction in numbers of
certain indigenous populations.
During the closing Plenary,
delegates adopted the final text with minor amendments.
FINAL TEXT:
The final text (UNEP/CBD/WG8J/2/L.4) comprises recommendations and
an annex containing the draft outline of the report on status and
trends. It recalls Decision V/16 and relevant elements of the work
programme and the general principles on implementation of Article
8(j), and adopts the draft outline of the composite report. It
requests that the Executive Secretary undertake the first phase of
the composite report, submit it to the next meeting of the Working
Group on Article 8(j) and ensure the full and effective
participation of indigenous and local communities in its
preparation.
The annex contains:
-
a draft outline;
-
a plan for the preparation of
the report;
-
considerations regarding the
size and scope of the report;
-
a rationale for the outline of
the composite report;
-
sources and availability of
information;
-
ways and means for the
preparation of the report; and
-
sources of funding.
The draft outline sets out the
proposed work in several phases. Phase one includes examination of
the state of retention of traditional biodiversity-related
knowledge, and identification and assessment of measures and
initiatives to protect, promote and facilitate the use of
traditional knowledge. Subsequent phases include examination of: the
relationship between biological, cultural and linguistic diversity;
identification, at national and local community levels, of processes
that may threaten the maintenance, preservation and application of
traditional knowledge; and trends regarding the recognition and
implementation of Article 8(j) and related provisions.
DRAFT RECOMMENDATIONS FOR THE
CONDUCT OF CULTURAL, ENVIRONMENTAL AND SOCIAL IMPACT ASSESSMENTS
On Tuesday, delegates began
discussion on draft guidelines or recommendations for the conduct of
cultural, environmental and social impact assessments (UNEP/CBD/WG8J/2/6).
Noting the document’s length and complexity, several delegates
called for a more practical document to facilitate implementation,
and proposed that the Working Group develop principles or
recommendations rather than guidelines. Several delegates called for
harmonization with the CBD Subsidiary Body on Scientific, Technical
and Technological Advice’s (SBSTTA) work on assessments. New
Zealand recommended that the scope be extended beyond the Working
Group’s original mandate, to include development activities
occurring adjacent to sacred sites or lands and waters traditionally
occupied or used by indigenous and local communities. The IIFB noted
that existing impact assessment procedures do not adequately address
the loss of traditional knowledge, and highlighted the importance of
free, prior informed consent. Fiji stressed the need for capacity
building to increase indigenous participation in impact assessments.
On Wednesday, SWG-I Co-Chair
Herity introduced a Chair’s text on draft principles for the
conduct of cultural, environmental and social impact assessments (UNEP/CBD/WG8J/2/SWG.I/CRP.1).
Ethiopia and the IIFB opposed reducing the guidelines to principles.
Canada suggested text to clarify the document’s voluntary nature.
The IIFB, with New Zealand, stressed that indigenous communities
need a sense of ownership of the assessment process. Argentina
expressed concern regarding language on the precautionary principle,
and delegates agreed to use language from the Preamble of the CBD.
Brazil and Mexico opposed the creation of special mechanisms for
dispute resolution, suggesting that disputes be resolved according
to national legislation. Regarding text on environmental impact
assessments, Colombia and Mexico suggested, and the US opposed,
adding reference to genetically modified organisms (GMOs) to
language on alien invasive species.
A contact group, chaired by Johan
Bodegard (Sweden), met on Wednesday evening, to address the Chair’s
revised text (UNEP/CBD/ WG8J/2/SWG.I/CRP.1/Rev.1) on draft
recommendations for the conduct of cultural, environmental and
social impact assessments.
On Thursday, SWG-I Co-Chair Herity
introduced a new revised text (UNEP/CBD/WG8J/2/SWG-I/CRP.1/Rev.2).
The IIFB objected to reducing the guidelines to recommendations.
Delegates debated whether to recommend that the COP
"adopt" or "endorse" the draft recommendations.
Delegates supported Norway’s proposal to encourage Parties to
"have regard for" these recommendations until the complete
set of guidelines for impact assessment is finalized. The EU
proposed that the Working Group’s third meeting continue to
develop guidelines for the conduct of integrated cultural,
environmental and social impact assessments, to supplement the
SBSTTA guidelines for incorporating biodiversity-related issues into
environmental assessment legislation, especially with regard to
procedures and institutions. The IIFB stressed the need for
socioeconomic as well as social impact assessments.
Regarding the assessment of
development proposals for their potential to introduce GMOs into
local ecosystems, delegates preferred the term "living modified
organisms" (LMOs), and proposed that due regard be paid to CBD
Article 8(g) (managing the risks of LMOs) and other relevant
international agreements. Ethiopia, opposed by many delegations,
proposed inserting a reference to international agreements relating
to safety in biotechnology. The reference was included in brackets
for consideration by COP-6.
On general provisions, Sweden,
with amendments by the IIFB and Liberia, proposed that assessment
processes consider the inclusion of provisions regarding free, prior
informed consent of indigenous and local communities. Canada
requested deletion of the paragraph, and delegates bracketed the
paragraph for consideration by COP-6. On the need to respect the
human rights of indigenous and local communities, the EU, opposed by
Canada, urged the inclusion of environmental rights. Canada
proposed, and it was agreed, that all human rights, including social
and cultural rights and any rights related to the environment, be
respected.
In the closing Plenary, delegates
adopted the final text with minor amendments. Canada requested that
its opposition to the bracketed text on prior informed consent be
reflected in the report of the meeting, while the IIFB requested
that its strong support for the inclusion of provisions regarding
free, prior informed consent also be reflected in the report.
FINAL TEXT:
The final text (UNEP/CBD/WG8J/2/L.5) contains recommendations for
the COP and an annex with recommendations for the conduct of
cultural, environmental and social impact assessments regarding
developments proposed to take place on, or which are likely to
impact on, sacred sites and on lands and waters traditionally
occupied or used by indigenous and local communities. The final
text, inter alia, acknowledges the ongoing work on
environmental impact assessment and strategic environmental
assessment undertaken by SBSTTA, and considers the environmental
assessment sourcebook updates provided by the World Bank and the
Draft Principles and Guidelines for the Protection of the Heritage
of Indigenous People of the UN Commission on Human Rights. The text
recommends that COP-6, inter alia:
-
adopt the recommendations
contained in the annex;
-
request the Working Group on
Article 8(j), at its third meeting, to work further on guidelines
for the conduct of cultural, environmental and social impact
assessments to complement SBSTTA’s guidelines for incorporating
biodiversity-related issues into environmental assessment
legislation;
-
request Parties and governments
to undertake education and awareness-raising and develop
communication strategies that allow indigenous and local
communities and other stakeholders in development projects to be
made aware of these recommendations for incorporation into
policies and processes for the assessment of proposed
developments;
-
invite international funding and
development agencies to facilitate the incorporation of the
recommendations into such policies and processes; and
-
invite Parties and governments
to have regard for these recommendations until the complete set of
guidelines for impact assessments is finalized.
The recommendations for the
conduct of impact assessments contained in the annex include
sections on integrating cultural, environmental and social impact
assessments as a single process, and general provisions. The purpose
of the recommendations is to help facilitate, inter alia, the
participation of indigenous and local communities, and the inclusion
of traditional knowledge, innovations, and practices as part of
environmental, social and cultural impact assessment processes. The
text stipulates that the recommendations are voluntary and are
intended to serve as guidance for Parties and governments according
to national legislation.
Regarding cultural impact
assessments, the final text recommends, inter alia, identifying
issues of concern to be taken into consideration while developing
cultural impact assessments, including: beliefs; customary
practices; forms of social organization; systems of natural resource
use, including patterns of land use; places of cultural
significance; sacred sites and ritual ceremonies; languages;
customary law systems; political structures; roles; and customs. It
also notes the need to respect both the custodians and the holders
of traditional knowledge and the knowledge itself.
On environmental impact
assessments, the final text recommends that, inter alia:
-
analyses should include areas of
significant conservation value, environmental constraints,
geographical aspects and potential synergistic impacts;
-
the direct and indirect impacts
of the development proposal on local biodiversity should be
assessed, particularly those components of biodiversity that the
community relies on for its subsistence and livelihood;
-
development proposals should be
assessed for their potential to introduce alien invasive species
into local ecosystems;
-
with respect to LMOs, due regard
should be paid to Article 8(g) of the CBD and other relevant
international agreements. (A reference to relevant international
agreements relating to safety in biotechnology remains in
brackets.)
Regarding social impact
assessments, the final text recommends:
-
analyses should be carried out
with respect to demographic factors, housing, employment,
infrastructure and services, income and asset distribution,
traditional systems of production, technical skills, educational
needs, and financial implications;
-
proposed developments should be
evaluated in relation to tangible benefits to indigenous and local
communities;
-
developments that involve
changes to traditional practices for food production should be
assessed; and
-
social development indicators
consistent with the views of indigenous and local communities
should be developed, and consideration given to gender,
generational issues, health, safety, food, livelihood security and
possible effects on social cohesion and mobilization.
In the section on general
provisions, the final text recommends that, inter
alia:
-
indigenous and local communities
be fully involved in the assessment process;
-
the role that women play in the
conservation and sustainable use of biodiversity should be
considered;
-
the capacity-building needs of
indigenous and local communities be recognized and assistance
provided to facilitate their full participation in impact
assessment procedures;
-
all human rights, including
social and cultural rights, and any rights related to the
environment, be respected;
-
pursuant to national
legislation, the customary laws and IPR of indigenous and local
communities, with respect to their biodiversity-related knowledge,
innovations and practices, be respected;
-
consistent with the ecosystem
approach, proponents of development proposals recognize the
importance of understanding and applying the values and knowledge
of use of biodiversity held by indigenous and local communities;
-
lack of full scientific
certainty not be used as a reason for postponing measures to avoid
or minimize threats to biodiversity from development activities;
-
dispute resolution mechanisms be
available to manage disputes in relation to a development
proposal;
-
in the absence of legal
mechanisms for the protection of traditional knowledge,
innovations and practices, indigenous and local communities may
define their own protocols for access to and use of traditional
knowledge in impact assessment procedures; and
-
assessment processes consider
the inclusion of provisions regarding free, prior informed
consent. (This paragraph remains in brackets.)
ASSESSMENT OF THE EFFECTIVENESS OF
EXISTING INSTRUMENTS
On Monday and Tuesday, delegates
considered an assessment of the effectiveness of existing
instruments, particularly on IPR, that may have implications on the
protection of the knowledge, innovations and practices of indigenous
and local communities (UNEP/CBD/WG8J/2/ 7).
On relations with other bodies,
the EU recommended that international bodies responsible for IPR
instruments, such as WIPO, develop the conceptual framework and
mechanisms to protect traditional knowledge, while the CBD deal with
databases, registers and other means of protection. Indonesia
proposed creating an international support mechanism for resolving
disputes over inappropriately granted patents.
On sui generis systems to
protect traditional knowledge, Canada and Switzerland underscored
the need for complementarity with WIPO’s work, and the EU proposed
cooperation with WIPO in its work on sui generis systems.
Highlighting the incompatibility between existing intellectual
property regimes and traditional knowledge, Ecuador, with several
Latin American countries, argued that the Working Group should
generate guidelines on sui generis systems. The Tebtebba
Foundation said that trade-related fora are not appropriate for
protecting indigenous interests. The Indigenous Peoples’
Biodiversity Network (IPBN) and the IIFB stated that existing local
systems for handling innovations should be used in the development
of any protection system. Namibia called for case studies on
regionally harmonized sui generis systems.
Brazil supported disclosure of the
origin of genetic resources and traditional knowledge as part of
patent application requirements. Several delegates highlighted the
collective nature and specific characteristics of traditional
knowledge. The IIFB stressed rights to self-determination, legal
security over lands and territories, development of internal
registries according to customary practices, the right to veto
research and transactions undermining the integrity of traditional
knowledge, impact prevention strategies, prior informed consent and
equitable benefit-sharing.
Several delegates objected to, but
India supported, the development of an international database on
traditional knowledge. Many encouraged development of local or
national databases, stressing appropriate capacity building. The
IPBN stressed that databases should be under local control and based
on local models. Switzerland said that an international database
should be one of a range of mechanisms to protect traditional
knowledge. The US and UNCTAD noted that databases at any level
should address issues of access, security and the legal status of
information. Peru and York University stressed that no traditional
knowledge should be registered without the prior informed consent of
indigenous communities.
Regarding the establishment of a
notification system, Argentina, on behalf of the Group of Latin
American and Caribbean Countries (GRULAC), and the EU suggested
creating links through the CHM. St. Lucia, on behalf of Caribbean
small island States, requested support for public education,
awareness-raising, inventories and documentation. France proposed
examining the conflict between common and customary law. The IIFB
noted that protection of traditional knowledge is intrinsically
linked with indigenous rights to self-determination, land and
territories; rejected patents as a form of protection; and called
for a separate international mechanism for the protection of
traditional knowledge.
On Wednesday, SWG-II Co-Chair
Thomas introduced a Chair’s text developed on the basis of
previous discussions (UNEP/CBD/ WG8J/2/SWG.II/CRP.2). Mexico called
for distinction between different forms of IPR and, with Cameroon,
for emphasis on in situ conservation. Delegates then
addressed preambular language on complementarity and mutual
supportiveness with regard to national and international measures,
and cooperation with other bodies. The IIFB suggested text noting
that indigenous peoples have their own systems of protecting
traditional knowledge and of conserving and sustainably using
biodiversity.
The EU and Switzerland called for
supportive references to WIPO and its work in a number of areas.
Mexico proposed that WIPO explore the consequences of considering
traditional knowledge as prior art. Switzerland, with the US,
suggested deleting language on disclosure of traditional knowledge
in IPR applications and on respecting CBD provisions related to
prior informed consent and mutually agreed terms. Several delegates
objected. Switzerland suggested that WIPO’s Intergovernmental
Committee be invited to consider protection mechanisms, such as the
disclosure of origin of relevant traditional knowledge in IPR
applications.
Regarding the Working Group’s
activities on sui generis systems, delegates debated a
reference to WIPO’s work. Regarding development of national or
community registries, many proposed deleting reference to
harmonization of national approaches. Switzerland proposed inviting
WIPO to continue its work on an international database, which others
opposed, preferring that such databases be developed at the national
or local level. Regarding submission of case studies, Canada
proposed addressing the nature, diversity and status of customary
laws under national legislation. On dispute settlement or
arbitration procedures to address IPR claims using traditional
knowledge, several delegates expressed concern over vague language.
The International Marinelife Alliance urged Parties to require
evidence of prior informed consent in applications for IPR on
innovations using traditional knowledge.
On Thursday, delegates considered
a revised Chair’s text (UNEP/ CBD/WG8J/2/ SWG.II/CRP.2/Rev.1).
Delegates agreed to reference the review of the Agreement on
Trade-Related Intellectual Property Rights (TRIPS), particularly
Article 27.3(b). Brazil proposed deleting preambular references to
complementarity between national and international measures and with
WIPO. Delegates agreed to invite WIPO to explore mechanisms such as
the disclosure of traditional knowledge in IPR applications. They
then debated a reference to customary law regarding protection
strategies, and agreed on strategies based on approaches with the
full respect of customary law and practices. Regarding the Working
Group’s activities on sui generis systems, Ecuador, on
behalf of GRULAC, opposed a reference to WIPO. The IIFB proposed
referring to the activities and conduct of researchers and academic
institutions as a topic for case studies.
Brazil requested that the
development of national and community registries or databases be
subject to national legislation. Regarding provision of technical
and financial assistance, the IIFB suggested, and the US amended,
community capacity building to develop protection strategies and
systems. Indonesia, with Cuba, reintroduced a recommendation on
dispute settlement or arbitration procedures, which was agreed, with
the inclusion of a reference to CBD Article 27 (Settlement of
Disputes). Peru recommended, and it was agreed, that WIPO forward
relevant documents to the CBD Executive Secretary as background
information for future meetings of the Working Group. SWG-II then
approved the revised text bracketing language on the complementarity
between the Working Group and WIPO.
On Friday, the closing Plenary
considered the recommendations contained in UNEP/CBD/WG8J/2/L.7, on
the assessment of existing instruments, particularly IPR
instruments, that may have implications for the protection of the
knowledge, innovations and practices of indigenous and local
communities. As suggested by the IIFB and supported by Colombia,
delegates deleted bracketed language on the complementarity between
the Working Group’s work programme and ongoing work in WIPO. The
Working Group also accepted additional language proposed by the
African Group on encouraging and assisting the African Union to
facilitate implementation of the African Model Legislation for the
Recognition and Protection of the Rights of Local Communities,
Farmers and Breeders and for the Regulation of Access to Biological
Resources. Regarding the Working Group’s activities on sui
generis systems, delegates debated the reference to WIPO’s
work. GRULAC suggested deleting the reference, to which the EU and
Canada objected. Following brief informal consultations, the agreed
language takes into account the work of the WIPO Intergovernmental
Committee, with a view to promoting mutual supportiveness. Numerous
edits were also made, and the recommendation was adopted as amended.
Canada, supported by the EU,
requested that the report of the meeting reflect indigenous and
local communities’ concerns on: unauthorized access and use of
traditional knowledge, including establishment of databases; the
need for community control; and the urgency of facilitating
participation in CBD implementation and processes leading to the
emergence of new regimes. He urged Parties to consult with
indigenous communities, include their representatives in national
delegations, and facilitate their participation in indigenous fora.
FINAL TEXT: The
final text (UNEP/CBD/WG8J/2/L.7) notes the nature, collective or
otherwise, of traditional knowledge and the possible inadequacy of
conventional IPR systems to address its characteristics. It
recognizes that: the CBD is the primary international instrument to
address issues regarding the respect, preservation and maintenance
of traditional knowledge; indigenous and local communities have
their own systems for the protection and transmission of traditional
knowledge as part of their customary law; national laws and policies
need to be strengthened and synergies developed; and the work
programme of the Working Group and ongoing work in WIPO are mutually
supportive. It notes other relevant international and
intergovernmental bodies, the ongoing work of the Working Group on
ABS, and the African Model Legislation for the Recognition and
Protection of the Rights of Local Communities, Farmers and Breeders,
and for the Regulation of Access to Biological Resources.
The Working Group recommends that
the COP, inter alia:
-
note the work of other relevant
fora and encourage further collaboration among them and the CBD;
-
note the review process of the
World Trade Organization’s (WTO) Agreement on TRIPS;
-
invite WIPO’s
Intergovernmental Committee to promote indigenous participation in
its work and to consider mechanisms to protect traditional
knowledge, such as the disclosure of the origin of relevant
traditional knowledge in IPR applications;
-
request the Executive Secretary
to compile information submitted by Parties, the WTO and WIPO on
measures to protect traditional knowledge, and make it available
through the CHM;
-
invite Parties and indigenous
and other organizations to submit case studies for dissemination
through the CHM;
-
invite technical and financial
assistance for establishing national registries and building the
capacity of communities to develop protection systems; and
-
invite exchange of experiences
on incorporating elements of customary law in national
legislation.
Parties and governments are
invited to: develop and implement strategies, with the participation
of indigenous and local community representatives, to protect
traditional knowledge based on a combination of appropriate
approaches, with full respect for customary laws and practices; and
examine, upon indigenous communities’ request, the feasibility of
establishing national and community registries of traditional
knowledge, considering issues such as modalities and terms for
access, and security and confidentiality requirements.
On sui generis systems, the
final text recommends that the COP request the Working Group to
address the issue of sui generis systems focusing on a number
of specific issues and taking into account the work of the WIPO
Intergovernmental Committee and other existing initiatives.
On protection mechanisms, the COP
is advised to:
-
encourage coordination among
national IPR bodies, CBD focal points, and indigenous and local
communities, with particular reference to documentation
initiatives and community-based registries of traditional
knowledge;
-
encourage pilot projects to
evaluate the effectiveness of existing and other systems for the
protection of traditional knowledge;
-
encourage the disclosure of the
origin of relevant traditional knowledge in IPR applications;
-
urge Parties to consider taking
into account the CBD provisions on prior informed consent and
mutually agreed terms in IPR applications, and take into account
traditional knowledge in the examination of "novelty and an
inventive step" in patent applications; and
-
invite Parties to consider
establishing appropriate dispute settlement or arbitration
procedures, including CBD Article 27, to address cases of IPR
relating to traditional knowledge.
PARTICIPATORY MECHANISMS FOR
INDIGENOUS AND LOCAL COMMUNITIES
On Tuesday, the Secretariat
introduced the document on participatory mechanisms and indigenous
and local communities, which contains sections on capacity building,
participatory mechanisms, funding and specific recommendations for
the involvement of indigenous and local communities in
decision-making processes related to traditional knowledge and in
the work of the CBD (UNEP/CBD/ WG8J/2/4). During general discussion
of the document, the St’at’imc Chiefs Council stressed the lack
of mechanisms and information for true participation of indigenous
peoples in CBD negotiations, noting that the recognition of
indigenous rights and land title are essential for the CBD’s
continued success. Senegal highlighted a lack of resources for the
participation of government and indigenous representatives in
international meetings. Delegates also noted the need for a variety
of approaches to reflect the diversity of indigenous groups.
Regarding the recommendations, the
EU proposed developing guidelines on participatory mechanisms, which
Bolivia, Brazil and Canada opposed. Canada instead suggested
soliciting model examples. Delegates discussed terminology on
stakeholders in a recommendation on national mechanisms, with the
IIFB noting that indigenous and local communities are rights-holders
and not merely stakeholders. Canada proposed broadening a
recommendation on a consultation process with other environmental
conventions to include relevant bodies such as WIPO. Brazil and
Colombia suggested deleting the recommendation. Senegal, with
Rwanda, proposed that indigenous and local communities be invited to
establish communication strategies. The US stressed the need for
capacity-building efforts for indigenous participation at
international meetings. Delegates also proposed a reference to women’s
knowledge, an indigenous focal point for the CHM, case studies on
national experiences, and the participation of competent national
authorities.
On Wednesday, delegates considered
a Chair’s text (UNEP/CBD/ WG8J/2/SWG.II/CRP.1), which incorporated
elements from the preceding discussion. Canada suggested deleting a
recommendation requesting that the Working Group identify elements
for the establishment of participatory mechanisms. Regarding
consultation with relevant environmental conventions, Brazil, on
behalf of GRULAC, suggested referencing examples of those
conventions. The UN Convention to Combat Desertification (CCD)
highlighted its work on traditional knowledge.
Regarding strategies for
awareness-raising and access to information, delegates proposed
reference to implementation and evaluation. Côte d’Ivoire, Kenya
and Senegal highlighted the need for proper representation of
African communities. Regarding capacity building for indigenous
participation in decision-making processes, Niger requested
reference to regional and subregional levels, while Fiji noted that
governments should also have access to information on funding. The
EU, with Côte d’Ivoire, suggested that the GEF give preference to
projects with indigenous and local communities’ participation.
The IIFB recommended that
participation mechanisms recognize the principle of prior informed
consent. Canada disagreed, stating that Article 8(j) does not
include obligations on prior informed consent. The University of
Saskatchewan, supported by Canada, the EU and Sri Lanka, proposed
language on developing communication mechanisms among indigenous and
local communities. Delegates also suggested inviting other
international bodies to support indigenous participation and a
preambular reference to Principle 10 of the Rio Declaration
(Participation).
On Thursday, SWG-II Co-Chair
Thomas introduced a revised Chair’s text (UNEP/CBD/WG8J/2/SWG.II/CRP.1/Rev.1).
Regarding the preparation and use of a synthesis report on
participatory mechanisms, Brazil and Ecuador proposed text
recognizing the diversity of national conditions and situations. On
communication mechanisms, the IIFB proposed reference to the
Indigenous Biodiversity Information Network (IBIN). Referring to
language on the GEF, the EU recommended that the COP review and
update its guidance in accordance with the Working Group’s
outputs. The GEF proposed text regarding its policies on public
involvement.
On the recommendation regarding
support for capacity building, delegates debated reference to legal
dues and recognition of rights. Regarding establishing participation
mechanisms, Brazil proposed, and Bolivia opposed, deleting reference
to indigenous participation in the management of biodiversity,
noting that management is not addressed in Article 8(j). The IIFB
recalled that the Working Group’s mandate also addresses CBD
provisions related to Article 8(j). Following extensive debate,
delegates agreed on language promoting indigenous participation in
the management of biodiversity, where those communities and
governments deem appropriate, and encouraging capacity-building
efforts to facilitate indigenous and local communities’ access to
national and international legal protection for their traditional
knowledge.
On Friday, the closing Plenary
adopted the final text without substantive amendments.
FINAL TEXT: The
final text (UNEP/CBD/WG8J/2/L.6) recommends that the COP invite
Parties and others to submit information on national experiences,
case studies and best practices regarding participatory mechanisms,
to be synthesized into a report for use as a basis to establish
national and local mechanisms to promote indigenous participation in
decision-making processes regarding traditional knowledge. It
requests the Executive Secretary to:
-
explore potential funding
sources to facilitate indigenous participation in CBD meetings;
-
establish an expert group to
develop the roles and responsibilities of the focal point for the
CHM on Article 8(j);
-
consult with the secretariats of
other relevant environmental conventions, such as the CCD, the UN
Framework Convention on Climate Change, the Ramsar Convention, the
Convention on Migratory Species and the Convention on the
International Trade in Endangered Species of Fauna and Flora, to
explore collaboration regarding the participation and involvement
of indigenous and local communities in discussions related to
traditional knowledge; and
-
communicate with the UN
Permanent Forum on Indigenous Issues, UNCTAD, UNESCO, WIPO and
other intergovernmental bodies to explore possible areas of
coordination and collaboration.
The final text urges Parties and
others to:
-
strengthen efforts supporting
capacity building for indigenous participation in decision-making
processes regarding traditional knowledge and for accessing
national and international legal protection for their knowledge;
-
promote, where deemed
appropriate by governments and communities, indigenous
participation in the management of biodiversity;
-
support the development of
communication mechanisms, such as the IBIN, among indigenous and
local communities; and
-
develop, implement and evaluate,
with indigenous and local communities, strategies to promote
awareness and enhance access to information relating to Article
8(j).
It further requests funding
agencies, particularly the GEF, to provide information on their
funding activities and procedures, and invites the GEF to give
preference, where appropriate, to projects that contain elements of
indigenous participation, and to apply the GEF’s policy on public
involvement to support the full and effective participation of
indigenous and local communities.
CLOSING PLENARY
Following the adoption of the
meeting’s recommendations (UNEP/ CBD/WG8J/2/L.2-7) and the report
of the meeting (UNEP/CBD/ WG8J/2/L.1), several delegates delivered
closing statements.
Canada presented the Equator
Initiative, sponsored by the UN Development Programme in
partnership with the Canadian Government and others, which will
recognize rural and indigenous communities that have demonstrated
sustainable livelihoods using biological resources in tropical
countries. The Netherlands invited all Parties and representatives
of the IIFB to COP-6 meeting in The Hague.
Several delegations, including
Togo, on behalf of the African Group; Ecuador, on behalf of GRULAC;
Fiji, on behalf of Pacific Island States; Spain, on behalf of the EU;
Norway, on behalf of JUSCANNZ; Latvia, on behalf of the Central and
Eastern European Countries; and Costa Rica, thanked the Secretariat
and the Government of Canada for the meeting’s excellent
preparation, and indigenous and local community representatives for
their participation.
The IIFB stressed that indigenous
peoples’ traditional knowledge is a key to reversing the loss of
biodiversity. He noted that several critical issues remain
outstanding, including: self-determination; ownership of, control
over and access to resources; exercise of customary laws; prior
informed consent; inadequacy of existing IPR systems to protect
indigenous knowledge; control over traditional knowledge; lack of
accountability; continued imbalance between North and South;
participation of women; and the relationship between the Working
Group on ABS and the Working Group on Article 8(j).
CBD Executive Secretary Hamdallah
Zedan stressed that this meeting took place at a key point in the
preparations for World Summit on Sustainable Development (WSSD) and
COP-6. He said that the commitment and efforts of participants at
this meeting prove that the CBD is an effective forum for ensuring
the respect, preservation and maintenance of traditional knowledge
and for expressing the views of indigenous and local communities.
An indigenous elder from Costa
Rica commended the cooperative spirit of the meeting, where nations
and indigenous peoples worked together in an effort to protect the
earth. He emphasized that all human beings bear the responsibility
of reflecting on their actions. Chair Fisher then gaveled the
meeting to a close at 2:20 pm.
A BRIEF ANALYSIS OF THE SECOND
MEETING OF THE WORKING GROUP ON ARTICLE 8(j)
Compared with previous meetings on
traditional knowledge, the second meeting of the Working Group on
Article 8(j) proceeded with a more subdued and formalized demeanor.
Many thought that this reflected a growing maturation of the
process, as the Madrid workshop was generally remembered for its
ground-breaking yet chaotic exchange of views and exploration of
participatory procedures. The subsequent Seville meeting still
reflected a wide range of inputs, while streamlining the operational
procedures and organization. This meeting took a further step toward
integrating Article 8(j) discussions more fully into the CBD, and
away from views of the issue as a more esoteric subject under the
Convention.
Despite these advances and the
formalization of the work programme at COP-5, there was still a
sense that this meeting’s tasks were too broad and unmanageable,
given their political and technical complexity as well as the
limited time available to produce practical recommendations. The
most substantive issues arising from the discussions related to
participation, both within CBD decision-making processes as well as
in implementation activities at the national level, and delineation
of the CBD’s jurisdiction on issues related to traditional
knowledge in the arena of international IPR instruments. Underlying
these issues, however, is a more fundamental difference between
indigenous and governmental perspectives. This brief analysis will
first explore these divergent perspectives and then examine issues
of participation and IPR.
PERSPECTIVES
Previous meetings explicitly noted
divergent worldviews or "cosmo-visions" between
governments and indigenous peoples on society, science and the
environment. These different underlying perspectives continued to
manifest themselves in discussions at this meeting, although in a
more implicit manner. Indigenous representatives reiterated concerns
that discussions lacked sensitivity to the linkages between
traditional knowledge, cultural factors and land and resource
rights. As with discussions in UN human rights fora, the indigenous
approach to Article 8(j) has primarily been a
"rights-based" approach, focusing on self-determination,
governance, and territorial and cultural rights as a necessary
precursor for ensuring the protection of traditional knowledge. In
contrast, some have argued that governments in the CBD process have
approached the issue primarily from an environmental and knowledge
management perspective, which disassociates traditional knowledge
from its original context. One area of discussion in which these
differences were manifested was the composite report on status and
trends. Indigenous representatives felt that they were being
"studied to death" as the preparation of yet another
report would not necessarily lead to concrete actions to address
their plight.
This divergence in perspectives
raises fundamental questions about the role, relevance and relations
between the collective rights and customary laws of indigenous
peoples, and national legal systems and international instruments.
In this regard, the arguably top-down perspective of international
and, in many cases, national law is often at odds with indigenous
peoples’ efforts to develop their own models based on their
specific identities and spiritual attachments to land and the
environment. Inevitably, this led to debates about legal status,
viability and the compatibility of indigenous models with
conventional legal ones, and more particularly about respect for
customary law and qualifiers regarding national legislation.
PARTICIPATION
Indigenous delegates reiterated
their concerns about lack of adequate mechanisms for meaningful and
effective participation, recalling earlier debates in the Working
Group, as well as in other CBD and IPR-related fora. They expressed
their frustration that relevant discussions have proliferated across
fora from UN human rights bodies to the CBD, and more recently to
WIPO and UNCTAD. While many indigenous delegates attended this
meeting, the lack of resources, technical and legal expertise, and
access to information continues to constrain their full and
effective participation. The meeting also had some notable absences,
including the Governments of Australia, Malaysia and Russia, as well
as a low level of NGO participation in comparison with other CBD
meetings. Within the actual discussions, delegates and indigenous
participants alike noted that the process had matured to allow for
unprecedented levels of indigenous input into the actual drafting of
text and involvement in contact groups.
Participation also remains an
issue at the national level. Questions arose as to whether
"full and effective participation" connotes a consultative
role in decision-making and implementation processes, or a more
active role in the development of programmes and instruments to
manage and protect traditional knowledge. This was specifically
reflected in debates on impact assessment, which contrasted the role
of governments in the conduct of such assessments with the rights
and roles of those affected by development projects.
PROTECTION
Attention to the protection of
traditional knowledge within other international fora has
proliferated in recent years, most specifically with regard to the
work of WIPO, UNCTAD and the WTO. Many appreciated this growth as
recognition of the importance of issues related to the protection of
traditional knowledge, while recognizing that it has raised complex
questions about the roles and jurisdiction of independent legal
instruments. Some delegates and indigenous representatives were
protective of the CBD’s role, noting that WIPO, as a trade-related
forum, has a more commercial orientation, which may not be as
appropriate for addressing the concerns of traditional knowledge,
and is less transparent or open to broad participation. Discussions
on responsibility for developing elements of a sui generis
system and databases and registries for the protection of
traditional knowledge reflected such debates. The discussion on sui
generis systems did not venture into significant detail,
although questions did arise as to the need to examine and test new
systems or to simply assess the adequacy of existing instruments at
the national and international levels.
The Working Group roundly
dismissed the idea of developing an international database or
registry, which is currently within WIPO’s work programme.
Developing countries and indigenous delegates alike noted WIPO’s
focus on the role of intellectual property in trade and development,
fearing that an international database could facilitate access to
and reduce control over traditional knowledge. Instead, these
delegates argued that local or national registries are preferable
for maintaining indigenous ownership over their knowledge and
contributing to the conservation and sustainable use of
biodiversity.
In related discussions, some
participants also highlighted the fact that much traditional
knowledge currently in the public domain was placed there by third
parties, such as academics and researchers, without the consent of
the original knowledge-holders. The issue will re-emerge when the
Working Group addresses the repatriation of traditional knowledge,
although some delegates, reflecting on the similar issue of rights
over ex situ resources collected prior to the CBD’s entry
into force, opined that the discussion was a political non-starter.
PROCESSES AND PROSPECTS
The perhaps inevitable debates
about the relation of indigenous rights to national law and State
sovereignty continues to cause anxiety. Some countries, such as
Argentina, Brazil and Canada, maintained their prerogative of
national sovereignty and the primacy of national authorities and
legislation. The struggle evident within the Working Group’s
deliberations was to balance language encouraging a commitment to
implementation with language that is not overly prescriptive,
thereby allowing opportunities for flexible interpretation and
further development. Repeated references to national legislation,
"as appropriate," and the use of "inviting" over
"urging," had one Co-Chair making the analogy that the
differences in legal language reflect the choice between a feather
bed and a water bed – both are still soft.
Questions arose regarding
traditional knowledge as a cross-cutting theme, particularly in
other CBD discussions such as SBSTTA’s work on impact assessments
and the ABS process. Some delegates expressed fear that the Working
Group’s activities on impact assessments could be subsumed by
SBSTTA, thereby emphasizing scientific and technical approaches over
cultural and social concerns.
Looking forward to COP-6, most
delegates, eyeing the heavy agenda, anticipate long days and even
longer nights in The Hague. Few expect the COP to delve deeply into
the underlying differences between customary and conventional
approaches to traditional knowledge, or the political issue of
rights and responsibilities. The challenge then, specifically with
regard to Article 8(j), is to maintain momentum and commitment to
the work programme’s implementation at the national level, within
the CBD and across related internaional.fora.
THINGS TO LOOK FOR BEFORE COP-6
THIRD REGIONAL WORKSHOP ON
SUSTAINABLE USE OF BIOLOGICAL DIVERSITY: This
meeting will be held in Quito, Ecuador, from 18-21 February 2002.
For more information, contact: CBD Secretariat; tel:
+1-514-288-2220; fax: +1-514-288-6588; e-mail: secretariat@biodiv.org;
Internet: http://www.biodiv.org/doc/notifications/2001/ntf-2001-12-14-suse-en.pdf
SECOND SESSION OF THE UN FORUM ON
FORESTS: UNFF-2 will take place at UN
headquarters in New York, from 4-15 March 2002. This meeting will
include a high-level ministerial segment. For more information,
contact: Mia Soderlund, UNFF Secretariat; tel: +1-212-963-3262; fax:
+1-212-963-4260; e-mail: unff@un.org; Internet:
http://www.un.org/esa/sustdev/unff_2002_ssm.htm
WTO TRIPS COUNCIL:
This meeting will take place at WTO headquarters in Geneva, from 5-7
March 2002. For more information, contact: WTO Secretariat; tel:
+41-22-739-5111; fax: +41-22-739-5783; e-mail: enquiries@wto.org;
Internet: http://www.wto.org/english/tratop_e/trips_e/trips_e.htm
WSSD PREPCOM III: This
meeting will take place at UN headquarters in New York from 25 March�5
April 2002. For more information, contact: Andrey Vasilyev, DESA;
tel: +1-212-963-5949; fax: +1-212-963-4260; e-mail: vasilyev@un.org;
Major groups contact: Zehra Aydin-Sipos; tel: +1-212-963-8811; fax:
+1-212-963-1267; e-mail: aydin@un.org; Internet:
http://www.johannesburgsummit.org
SEVENTH INTERNATIONAL WILDLIFE LAW
CONFERENCE: This meeting, sponsored by the
American Society for International Law, will take place in
Washington, DC, on 30 March 2002. For more information, contact:
William Burns, Wildlife Interest Group; tel: +1-650-281-9126; fax:
+1-801-838-4710; e-mail: asilwildlife@pacbell.net; Internet:
http://eelink.net/~asilwildlife/programs2.shtml
SIXTH CONFERENCE OF PARTIES TO THE
CBD: CBD COP-6 will take place in The
Hague, the Netherlands, from 7-19 April 2002. The COP is expected to
receive reports from its subsidiary bodies, the Executive Secretary
and the GEF, review the implementation of the programme of work, and
focus on: forest biodiversity; invasive alien species; access and
benefit-sharing; and the strategic plan, national reporting and
operations of the Convention. For more information, contact: CBD
Secretariat, Montreal, Canada; tel: +1-514-288-2220; fax:
+1-514-288-6588; e-mail: secretariat@biodiv.org; Internet:
http://www.biodiv.org/meetings/cop-06.asp
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