FIRST EXTRAORDINARY MEETING OF THE CONFERENCE OF THE
PARTIES FOR THE ADOPTION OF THE PROTOCOL ON BIOSAFETY TO THE CBD
(resumed session)
24-28 JANUARY 2000
At COP-2 (Jakarta, 1995), delegates
considered the need for and modalities of a protocol on biosafety as
stated in CBD Article 19.3. The COP adopted Decision II/5 calling for
"a negotiation process to develop in the field of the safe
transfer, handling and use of living modified organisms, a protocol on
biosafety, specifically focusing on transboundary movement of any LMO
that may have an adverse effect on biological diversity." COP-2
established an Open-ended Ad Hoc Working Group on Biosafety,
which met six times from 1996 to 1999.
ExCOP: The First ExCOP met 22-23 February 1999 in Cartagena,
immediately following the final working group meeting. Despite intense
negotiations, delegates were unable to agree on a protocol. The ExCOP
suspended its meeting and also decided that the protocol would be called
the Cartagena Protocol on Biosafety. The text of the draft protocol, set
out in the ExCOP’s draft report (UNEP/ CBD/ExCOP/1/L.2/Rev.1), was
transmitted to the resumed ExCOP for further negotiation.
INFORMAL CONSULTATIONS: Three sets of informal consultations have
been held since the suspension of the ExCOP.
Montreal (1 July 1999): ExCOP President Mayr met with spokespersons
from the major negotiating groups that emerged in Cartagena: the Central
and Eastern European countries (CEE), the Compromise Group (Japan,
Mexico, Norway, South Korea and Switzerland), the Like-Minded Group (the
majority of developing countries) and the Miami Group (Argentina,
Australia, Canada, Chile, the United States and Uruguay). At the meeting
the groups expressed their political will to finalize negotiations and
agreed to hold further consultations prior to resuming the ExCOP.
Vienna (15-19 September 1999): After three days of informal meetings
within and between negotiating groups, Mayr chaired two days of
roundtable discussions, addressing the protocol's scope, application of
the Advanced Informed Agreement (AIA) procedure, commodities and
relationships with other international agreements. Negotiating groups
agreed on a basic set of concepts for commodities and relations with
other international agreements, while acknowledging that differences
still remain. The results have been forwarded as a Chairman’s Summary
(UNEP/CBD/ExCOP/1/INF/3) to the resumed ExCOP.
Montreal (20-23 January 2000): The first two days of the informal
consultation were devoted to discussions within negotiating groups. On
22 January, Chair Mayr opened informal discussions among the major
negotiating groups using the roundtable setting established in Vienna
(the "Vienna setting"). Mayr highlighted his non-paper, which
provides suggested text incorporating the Vienna discussions on Articles
4 (Scope), 5 (Application of the AIA) as it relates to commodities, and
31 (Relationship with Other International Agreements).
After opening remarks in which the groups reiterated their political
will to conclude the protocol, Chair Mayr invited delegates to comment
on the non-paper. On scope, the EU and the Compromise Group supported
the existing language of Article 4. The Like-Minded Group called for a
comprehensive scope, adding that Articles 4 and 5 need to be flexible
enough to incorporate future developments. The EU indicated that
proposed language on the development of an alternative AIA procedure for
LMOs for food, feed and processing (LMO-FFPs) provided a good basis for
further discussion. The Miami Group stressed the need to further clarify
such a system, and the Like-Minded Group stated that it should be as
robust as the existing one. The CEE noted that the Vienna consultations
provided some advances for incorporating LMO-FFPs.
On relations with other agreements and non-discrimination among
domestic and international LMO producers, the EU supported the concepts
of "mutual supportiveness" and "non-subordination"
and called for preambular language over inclusion of Article 31. He also
indicated the utility of detailing non-discrimination. The Miami Group
stated that detailed discussion of non-discrimination as a trade concept
could more appropriately be dealt with in other fora. The Compromise
Group supported using preambular language including "equal
status" and "mutual supportiveness," while noting the
need to accommodate Article 22 (Non-discrimination). The Like-Minded
Group also stressed mutual supportiveness, but underscored the need to
accommodate sustainable development goals.
After discussion among negotiating groups, Mayr proposed that
consultations proceed by clustering related issues into three groups:
commodities, including Articles 5, 9 bis (new article in
non-paper on an alternative AIA for LMO-FFPs), 15 (Handling, Transport,
Packaging and Identification), 17 (Information Sharing and the Biosafety
Clearing-house) and Annex 1B (new section in non-paper on information
requirements); scope, covering Article 4; and the protocol’s
relationship with other international agreements, including Articles 2.4
(on Parties’ rights to take more protective measures than those in the
protocol), 8.7 (on the precautionary principle), 22, 24 (Socio-economic
Considerations) and 31. On the third cluster, the EU supported the
formulation, but indicated that discussion of other issues should not be
reopened. The Like-Minded Group requested removal of Articles 2.4, 8.7
and 24, while the Miami Group argued to retain them. The issue remains
to be decided.
The negotiating groups provided initial comments on the commodities
and scope clusters, which were then discussed by contact groups on
Sunday, 23 January. The Vienna roundtable setting convened briefly on
Sunday afternoon and evening to hear the contact groups’ reports.
Commodities: The groups started discussions on commodities based
on the draft protocol text and the non-paper. The Like-Minded Group
highlighted the importance of applying the AIA procedure to all LMOs,
including LMO-FFPs, with limited exemptions, such as pharmaceuticals for
humans. Regarding Article 9 bis and Annex 1B, he said more
information requirements are needed to fully inform importing countries.
He also called for inclusion of transit in the AIA procedure and
expressed concern over the possibility of implicit consent in Article 9 bis.
He noted that the Like-Minded Group is currently drafting text for
commodities. The Miami Group expressed general satisfaction with the
non-paper’s proposal on this matter. He recognized the importance of
information sharing and documentation regarding transboundary movement
of LMOs, but emphasized that the AIA procedure must be workable and that
decision-making procedures should consider domestic legislation more
fully. The CEE stressed the need to apply the AIA to all LMOs, and
preferred a separate paragraph dealing with LMO-FFPs. The EU stated that
the non-paper’s proposal for an alternative system was useful, and,
supported by other groups, suggested moving the alternative AIA
procedure to after Article 8 (Decision Procedure). The Compromise Group
noted that failure to respond should not imply consent. He also
highlighted that application of AIA be based on risk assessment and
capacity-building. A contact group was established to draft informal
language on a differentiated AIA procedure for commodities.
On Sunday, the contact group chair, Francois Pythoud (Switzerland)
reported on the group’s progress. New text for Article 9 bis
covers information requirements regarding transboundary movements of
LMO-FFPs and the timeframe and manner to provide such information in
advance. Based on Annex 1B of the non-paper, several new elements were
added to the list, including, inter alia, unique identification
of LMOs and suggested methods for safe handling, storage and transport.
Two separate paragraphs were developed to address additional information
requirements, financial and technical assistance and capacity building
in this area. In summarizing the decision procedures for LMO-FFPs,
Pythoud noted the group’s understanding that a main basis for
decisions would be domestic regulation, although groups differed on the
procedure to be followed in the absence of domestic regulations. During
the evening roundtable session, the Like-Minded Group affirmed that
language on domestic regulations and decisions on imports of LMO-FFPs
still remains to be discussed. The contact group has not yet considered
Articles 15 and 17 as requested.
Scope: On scope, the EU, Miami Group and Compromise Group
supported the formulation of Article 4 from the existing draft text. The
Like-Minded Group questioned including exceptions (e.g., LMOs for
transit, contained use and pharmaceuticals for humans) in Article 4,
arguing that the scope should include all LMOs. She noted that
exemptions could be listed under other articles, such as Article 5. The
CEE stressed that the scope deals with safe handling, use and transfer,
and re-affirmed language limiting the scope to LMOs that may have an
adverse effect on biodiversity. The Miami Group called for
distinguishing between substantive disagreements and matters of legal
drafting. The Miami Group stated that pharmaceuticals may not generally
constitute LMOs with adverse impacts on biodiversity, while the EU noted
that international bodies governing pharmaceutical issues could
adequately address future developments. A small contact group was
convened to address the nature of the exceptions and develop draft
language on the scope.
On Sunday, the chair of the contact group on scope, John Herity
(Canada), updated delegates on the group’s progress. The group
simplified Article 4 to address all LMOs, although the scope might be
subject to other articles. Also, inclusion of transit is bracketed.
Another article was created to exempt pharmaceuticals for humans,
without prejudicing the rights of Parties to subject all LMOs to a risk
assessment prior to a decision. The group considered a provision to
exclude transboundary movements not likely to have adverse impacts on
biodiversity, which could be listed in an annex. Finally, the group
discussed a new article on how the scope applies to transit and
contained use. Herity noted two contentious issues on including advanced
notification and necessary documentation for transit, as well as a
request to adjust the definition of contained use.
After closing comments by the groups, Chair Mayr closed the informal
session
IN THE CORRIDORS
In the wake of recent turmoil at the WTO Ministerial in Seattle,
delegates were cautioned about Saturday’s demonstrations outside the
conference center. While the Montreal winter seemed to immobilize the
demonstrators, delegates sequestered in the warm confines of the Delta
Hotel differed on whether the unsuccessful WTO proposal to form a
biotechnology working group strengthened the protocol’s cause or
further entrenched existing trade interests.